1. MAYORAL ACCOUNTABILITY AS A STRATEGY
TO RAISE PERFORMANCE IN URBAN
DISTRICTS
Dr. Kenneth W ong
Annenberg Professor and
Chair of the Education Department
Brown University
Presentation in Bridgeport, CT, March 13, 2012
2. Mayoral appointment of school board is gaining
national prominence
Currently, almost two-thirds of the states have
passed legislation authorizing either the city or
the state to govern and manage school
districts that are underperforming.
An appointed school board now runs the
district in Chicago, New York, Philadelphia,
Boston, Baltimore, Cleveland, and Providence,
among others.
3. UNIQUE CHALLENGES FOR
BIG CITY SCHOOL BOARDS
SCALE: 26.6% of the nation’s K-12 students are
served by the largest 129 districts, and nearly
41% are taught in the 375 largest
FRAGMENTATION: Local politics and
decentralization make system-wide reform and
accountability more difficult
COMPETITION: Pressure to keep middle-class
tax base, retain jobs, and stabilize city
population
4. Design Rationale
Enables the mayor to rely on system-wide
standards to hold schools and student
accountable for their performance. Failing
schools and students are subject to sanctions
while being given additional support.
Designs to reduce institutional fragmentation that
often impedes strategic improvement.
A single office is ultimately accountable.
Integrate electoral accountability and school
performance at the system wide level.
5. Three Enabling Processes
State legislation that authorizes the mayor to
replace an elected board with an appointed
board (such as Chicago and New York)
State legislation that calls for a citywide
referendum on whether to grant the mayor the
authority to appoint the school board (such as
Boston and Cleveland).
Voter approval of changes in a charter that
allow the mayor to appoint school board
members (such as Oakland in 2000).
6. VARIATIONS OF MAYORAL ACCOUNTABILITY
District New / Mayor appoints Mayor appoints Mayor has full
Old Style majority of board? all of board? appt. power?
Boston New Yes Yes No ^^
Chicago New Yes Yes Yes
New Haven New Yes Yes Yes
Baltimore New No: Joint appt. with governor
Providence New Yes Yes No ^
Detroit a New Yes No * Yes
Cleveland New Yes Yes No ^^
Wash. DC New Full Governance Authority
Oakland New No No Yes
Philadelphia New No: Joint appt. with governor
New York New Yes No Yes
Hartford New Yes Yes Yes
NOTES: a) In 2004, Detroit reverted to an elected school board. ^^ Nominating committee pre-screens candidates and
then gives a slate to the mayor. ^^^ Council confirmation was required when this policy was in place (2000-2004). * State
places 1 of 7 on board for first five years.
7. Chicago as an Example
As a result of the 1995 State Reform Act, the
Mayor of Chicago appoints all members of the
school board
The mayor also appoints the Chief Executive
Officer, who in turns oversees the Chief
Education Officer and other top administrative
chiefs
The district has improved capital funding,
balanced the budget, and secured labor stability
through a four-year contract with the teachers’
union
Media and public confidence remains strong
8. Does Mayoral Accountability Raise Student
Performance?
Consider Findings in The Ed uc a tio n M y o r:
a
Mayoral Accountability has a statistically significant,
positive effect on student achievement in reading and
math at both elementary and high school grades.
When socio-economic factors and other governance
conditions are taken into full consideration, mayoral
control shows positive student improvement in reading
and math at elementary grades. Two years after the
introduction of a mayor appointed school board, we
expect to see student achievement improves 0.15 to
0.19 standard deviation in reading and math at
elementary grades.
The lowest performing schools show persistent
improvement in student achievement in districts that are
under mayoral control.
Academic progress is also correlated to institutional
checks and balances in the mayoral control system.
9. Grade 4 Math Achievement, NYC & NY State, 1999-2008
Mayoral
Control
10. Does Mayoral Control Improve Management?
Consider Findings in The Ed uc a tio n M y o r:
a
“The Education Mayor” is strategic in
prioritizing resource allocation and
management. Mayoral accountability lowers
spending on general administration, while
targeting resources on instructional purposes.
Mayoral accountability improves the district’s
fiscal discipline and management
performance.
11. Strategic Management
Within the first couple of years, mayoral appointed
boards seem able to show financial solvency, often
turning a deficit into a balanced budget.
Mayoral control systems are also able to raise the
bond rating, maintain labor peace, improve client
satisfaction, and improve efficiency at the central
office.
In Chicago the Standard & Poor’s raised the
district’s bond rating from BBB- to A- during the first
two reform years.
In Philadelphia, the board identified $44 million of
waste and launched a $1.5 billion capital plan to
build new schools and modernize facilities.
12. Management Reform
Mayoral control systems tend to reprioritize the
role of the central office
New York example on decentralizing support services
Mayoral selected CEOs often broaden the pool
of expertise in operation, finance, and
management.
Chicago example
New efforts to broaden the teacher pool
Need incentive structure on performance-based
accountability
Philadelphia and other districts move toward
diverse providers
13. Public Opinion Matters – Electoral
Democracy Works
In 2004, Detroit voters chose to end the mayoral
appointed school board after poor district
performance under mayor’s leadership
In 2002, Cleveland voters chose to continue
mayoral control after strong performance
More recently, D.C. Mayor was voted out of
office for not sufficiently engaging the public on
reform
School improvement contributed to re-election
of mayors in Boston, Chicago, and New York
Lesson: voters can discern school performance,
14. Voters asked: Do you think Mayor
Bloomberg's take-over of the public schools
has been a success or failure? Percent who
said it was a success …
15. Factors for Success
Establish clear and attainable strategic goals
Mayor’s willingness to put financial and political
resources to leveling up failing schools
Work together with the existing administration
for a smooth transition
Recruit managers who bring diverse expertise
Take a portfolio approach in school
management
Diverse human capital pipeline
Focus on performance-based accountability
16. Options for governance change in Urban
Districts:
Option One: Complete Mayoral Accountability
Mayor appoints majority or all board members
Mayor has full appointive power of the CEO or
Superintendent
Examples: Boston, Chicago, New York,
Washington DC
Option Two: Shared Governance between Mayor
and Governor
Jointly appoints board members
Examples: Baltimore, Philadelphia
17. Issues on Governance Change:
Is timing appropriate for governance reform?
What design features work for the District?
Is public opinion supportive of governance
reform?
Who will oppose the reform?
Who will support the reform?
Is the Mayor ready to lead the district?
What is the opportunity cost in not
implementing the reform?
How to sustain support for the reform?
18. Benefits of Mayoral
Accountability
Internal accountability:
Clear standards of accountability at different
levels of the policy system
Strategic deployment of resources
Institutional checks and balances
Portfolio approach to school improvement
External accountability:
Institutional checks and balances
Including a nominating process for school board
appointment
Budgetary approval by the City Council
External and independent evaluation
19. EDUCATION MAYOR :
S
IM R
P OVING AM R
E ICA’SS OOL
CH S
For More Information
Please Contact:
Dr. Kenneth K. Wong
Brown University
Kenneth_Wong@brown.edu
Notes de l'éditeur
Start with personal introduction, and Ken says Hi to everyone and is sorry he can’t be here In 2007 we published a book called The Education Mayor, and as you can tell from the title, this is the next stage of that research In the book, we tended to look backward, to assess how mayoral control was working, looking at the period of 1999-2003; we are updating that database, but today’s paper does something a bit different: it looks ahead with an eye toward the political dynamics that are shaping, and are likely to shape, the future of mayoral control – and the policy implications suggested by those politics Motivation is that lots of people are talking about mayoral control: Mayor Adrian Fenty in DC, Mayor Antonio Villaraigosa in Los Angeles; Mayor Larry Morrissey in Rockford IL, Mayor Martin Chavez in Albuquerque, New Mexico; Mayors in Missouri: St. Louis and Kansas City, and elsewhere … it remains an important governance shift. But public interest is still uncertain, and that’s something I’m going to pick up on a bit later. Nationally, Gallup Poll: In 2006, only 29% were in favor, but in 2007 that number had jumped to 39%, with 42% of parents in favor.