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MAYORAL ACCOUNTABILITY AS A STRATEGY
TO RAISE PERFORMANCE IN URBAN
DISTRICTS




   Dr. Kenneth W  ong
   Annenberg Professor and
   Chair of the Education Department
   Brown University

   Presentation in Bridgeport, CT, March 13, 2012
Mayoral appointment of school board is gaining
national prominence


   Currently, almost two-thirds of the states have
    passed legislation authorizing either the city or
    the state to govern and manage school
    districts that are underperforming.
   An appointed school board now runs the
    district in Chicago, New York, Philadelphia,
    Boston, Baltimore, Cleveland, and Providence,
    among others.
UNIQUE CHALLENGES FOR
BIG CITY SCHOOL BOARDS

SCALE: 26.6% of the nation’s K-12 students are
 served by the largest 129 districts, and nearly
 41% are taught in the 375 largest
FRAGMENTATION: Local politics and
 decentralization make system-wide reform and
 accountability more difficult
COMPETITION: Pressure to keep middle-class
 tax base, retain jobs, and stabilize city
 population
Design Rationale



   Enables the mayor to rely on system-wide
    standards to hold schools and student
    accountable for their performance. Failing
    schools and students are subject to sanctions
    while being given additional support.
   Designs to reduce institutional fragmentation that
    often impedes strategic improvement.
   A single office is ultimately accountable.
    Integrate electoral accountability and school
    performance at the system wide level.
Three Enabling Processes

   State legislation that authorizes the mayor to
    replace an elected board with an appointed
    board (such as Chicago and New York)
   State legislation that calls for a citywide
    referendum on whether to grant the mayor the
    authority to appoint the school board (such as
    Boston and Cleveland).
   Voter approval of changes in a charter that
    allow the mayor to appoint school board
    members (such as Oakland in 2000).
VARIATIONS OF MAYORAL ACCOUNTABILITY

 District                  New /           Mayor appoints               Mayor appoints               Mayor has full
                          Old Style       majority of board?             all of board?               appt. power?

 Boston                      New                    Yes                          Yes                       No ^^
 Chicago                     New                    Yes                          Yes                        Yes
 New Haven                   New                    Yes                          Yes                        Yes
 Baltimore                   New                               No: Joint appt. with governor
 Providence                  New                    Yes                          Yes                        No ^
 Detroit a                   New                    Yes                         No *                        Yes
 Cleveland                   New                    Yes                          Yes                       No ^^
 Wash. DC                    New                                 Full Governance Authority
 Oakland                     New                     No                          No                         Yes
 Philadelphia                New                               No: Joint appt. with governor
 New York                    New                    Yes                          No                         Yes
 Hartford                    New                    Yes                          Yes                        Yes

 NOTES: a) In 2004, Detroit reverted to an elected school board. ^^ Nominating committee pre-screens candidates and
 then gives a slate to the mayor. ^^^ Council confirmation was required when this policy was in place (2000-2004). * State
 places 1 of 7 on board for first five years.
Chicago as an Example
   As a result of the 1995 State Reform Act, the
    Mayor of Chicago appoints all members of the
    school board
   The mayor also appoints the Chief Executive
    Officer, who in turns oversees the Chief
    Education Officer and other top administrative
    chiefs
   The district has improved capital funding,
    balanced the budget, and secured labor stability
    through a four-year contract with the teachers’
    union
   Media and public confidence remains strong
Does Mayoral Accountability Raise Student
Performance?
Consider Findings in The Ed uc a tio n M y o r:
                                        a
   Mayoral Accountability has a statistically significant,
    positive effect on student achievement in reading and
    math at both elementary and high school grades.
   When socio-economic factors and other governance
    conditions are taken into full consideration, mayoral
    control shows positive student improvement in reading
    and math at elementary grades. Two years after the
    introduction of a mayor appointed school board, we
    expect to see student achievement improves 0.15 to
    0.19 standard deviation in reading and math at
    elementary grades.
   The lowest performing schools show persistent
    improvement in student achievement in districts that are
    under mayoral control.
   Academic progress is also correlated to institutional
    checks and balances in the mayoral control system.
Grade 4 Math Achievement, NYC & NY State, 1999-2008

                   Mayoral
                   Control
Does Mayoral Control Improve Management?
Consider Findings in The Ed uc a tio n M y o r:
                                        a

   “The Education Mayor” is strategic in
    prioritizing resource allocation and
    management. Mayoral accountability lowers
    spending on general administration, while
    targeting resources on instructional purposes.

   Mayoral accountability improves the district’s
    fiscal discipline and management
    performance.
Strategic Management
   Within the first couple of years, mayoral appointed
    boards seem able to show financial solvency, often
    turning a deficit into a balanced budget.
   Mayoral control systems are also able to raise the
    bond rating, maintain labor peace, improve client
    satisfaction, and improve efficiency at the central
    office.
   In Chicago the Standard & Poor’s raised the
    district’s bond rating from BBB- to A- during the first
    two reform years.
   In Philadelphia, the board identified $44 million of
    waste and launched a $1.5 billion capital plan to
    build new schools and modernize facilities.
Management Reform
   Mayoral control systems tend to reprioritize the
    role of the central office
       New York example on decentralizing support services
   Mayoral selected CEOs often broaden the pool
    of expertise in operation, finance, and
    management.
       Chicago example
   New efforts to broaden the teacher pool
   Need incentive structure on performance-based
    accountability
   Philadelphia and other districts move toward
    diverse providers
Public Opinion Matters – Electoral
Democracy Works
   In 2004, Detroit voters chose to end the mayoral
    appointed school board after poor district
    performance under mayor’s leadership
   In 2002, Cleveland voters chose to continue
    mayoral control after strong performance
   More recently, D.C. Mayor was voted out of
    office for not sufficiently engaging the public on
    reform
   School improvement contributed to re-election
    of mayors in Boston, Chicago, and New York
   Lesson: voters can discern school performance,
Voters asked: Do you think Mayor
Bloomberg's take-over of the public schools
has been a success or failure? Percent who
said it was a success …
Factors for Success
   Establish clear and attainable strategic goals
   Mayor’s willingness to put financial and political
    resources to leveling up failing schools
   Work together with the existing administration
    for a smooth transition
   Recruit managers who bring diverse expertise
   Take a portfolio approach in school
    management
   Diverse human capital pipeline
   Focus on performance-based accountability
Options for governance change in Urban
Districts:

Option One: Complete Mayoral Accountability
 Mayor appoints majority or all board members

 Mayor has full appointive power of the CEO or
  Superintendent
 Examples: Boston, Chicago, New York,
  Washington DC

Option Two: Shared Governance between Mayor
  and Governor
 Jointly appoints board members

 Examples: Baltimore, Philadelphia
Issues on Governance Change:

   Is timing appropriate for governance reform?
   What design features work for the District?
   Is public opinion supportive of governance
    reform?
   Who will oppose the reform?
   Who will support the reform?
   Is the Mayor ready to lead the district?
   What is the opportunity cost in not
    implementing the reform?
   How to sustain support for the reform?
Benefits of Mayoral
Accountability
   Internal accountability:
       Clear standards of accountability at different
        levels of the policy system
       Strategic deployment of resources
       Institutional checks and balances
       Portfolio approach to school improvement
   External accountability:
       Institutional checks and balances
       Including a nominating process for school board
        appointment
       Budgetary approval by the City Council
       External and independent evaluation
EDUCATION MAYOR :
               S

IM R
  P OVING AM R
            E ICA’SS OOL
                    CH S

For More Information
Please Contact:

Dr. Kenneth K. Wong
Brown University
Kenneth_Wong@brown.edu

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Professor Ken Wong on mayoral accountability

  • 1. MAYORAL ACCOUNTABILITY AS A STRATEGY TO RAISE PERFORMANCE IN URBAN DISTRICTS Dr. Kenneth W ong Annenberg Professor and Chair of the Education Department Brown University Presentation in Bridgeport, CT, March 13, 2012
  • 2. Mayoral appointment of school board is gaining national prominence  Currently, almost two-thirds of the states have passed legislation authorizing either the city or the state to govern and manage school districts that are underperforming.  An appointed school board now runs the district in Chicago, New York, Philadelphia, Boston, Baltimore, Cleveland, and Providence, among others.
  • 3. UNIQUE CHALLENGES FOR BIG CITY SCHOOL BOARDS SCALE: 26.6% of the nation’s K-12 students are served by the largest 129 districts, and nearly 41% are taught in the 375 largest FRAGMENTATION: Local politics and decentralization make system-wide reform and accountability more difficult COMPETITION: Pressure to keep middle-class tax base, retain jobs, and stabilize city population
  • 4. Design Rationale  Enables the mayor to rely on system-wide standards to hold schools and student accountable for their performance. Failing schools and students are subject to sanctions while being given additional support.  Designs to reduce institutional fragmentation that often impedes strategic improvement.  A single office is ultimately accountable. Integrate electoral accountability and school performance at the system wide level.
  • 5. Three Enabling Processes  State legislation that authorizes the mayor to replace an elected board with an appointed board (such as Chicago and New York)  State legislation that calls for a citywide referendum on whether to grant the mayor the authority to appoint the school board (such as Boston and Cleveland).  Voter approval of changes in a charter that allow the mayor to appoint school board members (such as Oakland in 2000).
  • 6. VARIATIONS OF MAYORAL ACCOUNTABILITY District New / Mayor appoints Mayor appoints Mayor has full Old Style majority of board? all of board? appt. power? Boston New Yes Yes No ^^ Chicago New Yes Yes Yes New Haven New Yes Yes Yes Baltimore New No: Joint appt. with governor Providence New Yes Yes No ^ Detroit a New Yes No * Yes Cleveland New Yes Yes No ^^ Wash. DC New Full Governance Authority Oakland New No No Yes Philadelphia New No: Joint appt. with governor New York New Yes No Yes Hartford New Yes Yes Yes NOTES: a) In 2004, Detroit reverted to an elected school board. ^^ Nominating committee pre-screens candidates and then gives a slate to the mayor. ^^^ Council confirmation was required when this policy was in place (2000-2004). * State places 1 of 7 on board for first five years.
  • 7. Chicago as an Example  As a result of the 1995 State Reform Act, the Mayor of Chicago appoints all members of the school board  The mayor also appoints the Chief Executive Officer, who in turns oversees the Chief Education Officer and other top administrative chiefs  The district has improved capital funding, balanced the budget, and secured labor stability through a four-year contract with the teachers’ union  Media and public confidence remains strong
  • 8. Does Mayoral Accountability Raise Student Performance? Consider Findings in The Ed uc a tio n M y o r: a  Mayoral Accountability has a statistically significant, positive effect on student achievement in reading and math at both elementary and high school grades.  When socio-economic factors and other governance conditions are taken into full consideration, mayoral control shows positive student improvement in reading and math at elementary grades. Two years after the introduction of a mayor appointed school board, we expect to see student achievement improves 0.15 to 0.19 standard deviation in reading and math at elementary grades.  The lowest performing schools show persistent improvement in student achievement in districts that are under mayoral control.  Academic progress is also correlated to institutional checks and balances in the mayoral control system.
  • 9. Grade 4 Math Achievement, NYC & NY State, 1999-2008 Mayoral Control
  • 10. Does Mayoral Control Improve Management? Consider Findings in The Ed uc a tio n M y o r: a  “The Education Mayor” is strategic in prioritizing resource allocation and management. Mayoral accountability lowers spending on general administration, while targeting resources on instructional purposes.  Mayoral accountability improves the district’s fiscal discipline and management performance.
  • 11. Strategic Management  Within the first couple of years, mayoral appointed boards seem able to show financial solvency, often turning a deficit into a balanced budget.  Mayoral control systems are also able to raise the bond rating, maintain labor peace, improve client satisfaction, and improve efficiency at the central office.  In Chicago the Standard & Poor’s raised the district’s bond rating from BBB- to A- during the first two reform years.  In Philadelphia, the board identified $44 million of waste and launched a $1.5 billion capital plan to build new schools and modernize facilities.
  • 12. Management Reform  Mayoral control systems tend to reprioritize the role of the central office  New York example on decentralizing support services  Mayoral selected CEOs often broaden the pool of expertise in operation, finance, and management.  Chicago example  New efforts to broaden the teacher pool  Need incentive structure on performance-based accountability  Philadelphia and other districts move toward diverse providers
  • 13. Public Opinion Matters – Electoral Democracy Works  In 2004, Detroit voters chose to end the mayoral appointed school board after poor district performance under mayor’s leadership  In 2002, Cleveland voters chose to continue mayoral control after strong performance  More recently, D.C. Mayor was voted out of office for not sufficiently engaging the public on reform  School improvement contributed to re-election of mayors in Boston, Chicago, and New York  Lesson: voters can discern school performance,
  • 14. Voters asked: Do you think Mayor Bloomberg's take-over of the public schools has been a success or failure? Percent who said it was a success …
  • 15. Factors for Success  Establish clear and attainable strategic goals  Mayor’s willingness to put financial and political resources to leveling up failing schools  Work together with the existing administration for a smooth transition  Recruit managers who bring diverse expertise  Take a portfolio approach in school management  Diverse human capital pipeline  Focus on performance-based accountability
  • 16. Options for governance change in Urban Districts: Option One: Complete Mayoral Accountability  Mayor appoints majority or all board members  Mayor has full appointive power of the CEO or Superintendent  Examples: Boston, Chicago, New York, Washington DC Option Two: Shared Governance between Mayor and Governor  Jointly appoints board members  Examples: Baltimore, Philadelphia
  • 17. Issues on Governance Change:  Is timing appropriate for governance reform?  What design features work for the District?  Is public opinion supportive of governance reform?  Who will oppose the reform?  Who will support the reform?  Is the Mayor ready to lead the district?  What is the opportunity cost in not implementing the reform?  How to sustain support for the reform?
  • 18. Benefits of Mayoral Accountability  Internal accountability:  Clear standards of accountability at different levels of the policy system  Strategic deployment of resources  Institutional checks and balances  Portfolio approach to school improvement  External accountability:  Institutional checks and balances  Including a nominating process for school board appointment  Budgetary approval by the City Council  External and independent evaluation
  • 19. EDUCATION MAYOR : S IM R P OVING AM R E ICA’SS OOL CH S For More Information Please Contact: Dr. Kenneth K. Wong Brown University Kenneth_Wong@brown.edu

Notes de l'éditeur

  1. Start with personal introduction, and Ken says Hi to everyone and is sorry he can’t be here In 2007 we published a book called The Education Mayor, and as you can tell from the title, this is the next stage of that research In the book, we tended to look backward, to assess how mayoral control was working, looking at the period of 1999-2003; we are updating that database, but today’s paper does something a bit different: it looks ahead with an eye toward the political dynamics that are shaping, and are likely to shape, the future of mayoral control – and the policy implications suggested by those politics Motivation is that lots of people are talking about mayoral control: Mayor Adrian Fenty in DC, Mayor Antonio Villaraigosa in Los Angeles; Mayor Larry Morrissey in Rockford IL, Mayor Martin Chavez in Albuquerque, New Mexico; Mayors in Missouri: St. Louis and Kansas City, and elsewhere … it remains an important governance shift. But public interest is still uncertain, and that’s something I’m going to pick up on a bit later. Nationally, Gallup Poll: In 2006, only 29% were in favor, but in 2007 that number had jumped to 39%, with 42% of parents in favor.