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30/12/2012




                10th Summer Academy
       “Local Governance and Sustainable Rural
                    Development”
                 Gandia, Valencian Community, Spain
                  27th August – 4th September 2011




                          Index
1. Introduction: governance and sustainable
   development in the complex rural world

2. A quick note on the evolution of rural
   development policy in the EU

3. Lessons learned from the analysis of the impact of
   public action on rural development in the
   European Union




                                                                1
30/12/2012




         Introduction: governance and
        sustainable development in the
              complex rural world




           What is sustainable rural development?

Option 1: the Green Economy

    Activities related to the “green
 economy” (Kennet and Heinemann,
  2006), that takes advantage of the
opportunities arising from the need to
   replace the current energy and
   production models to generate
economic activity and employment in
  rural areas and, at the same time,
 contribute to global sustainability?




                                                            2
30/12/2012




           What is sustainable rural development?

Option 2: the citizen’s based model


 Is it, rather, to reach a rural world
  where residents and visitors can
adequately address the difficulties in
accessing all kinds of goods, services
 and employment, especially in the
case of disadvantaged social groups
  and in remote areas (Borden and
            Moseley, 2006)?




           What is sustainable rural development?

   Options 1 and 2 Not Exclusive

  But a choice is needed to clarify
 what is the philosophy behind the
       concept of "sustainable
 countryside": the one centred on
the rural culture, the rural area and
  the needs and demands of rural
people, or another that focuses on
    responding to the needs and
        demands of the urban
           environment?




                                                            3
30/12/2012




           What is sustainable rural development?

         The “third way”

   A model of rural development
  (Noguera, Esparcia and Ferrer,
  2004) that focuses on the need
    to: (i) respond to rural land
 management in an effective and
   sustainable way; (ii) prioritise
     wishes and needs of rural
  residents; (iii) help meeting the
 needs and demands of the urban
 environment as long as they are
not in contradiction with the rural
   environment and not detract
from its inhabitants and territory.




                            Initial conclusion
     The challenges for the rural
            governance
  (i)the complexity and diversity of rural
                   areas;

    (ii)the different government and
 governance traditions and cultures in the
              European Union;

 (iii)the generalised lack of power in small
   and medium size rural municipalities to
   design and implement strategic policies
                and programs;

(iv) the dominance of a “municipal” rather
     than “territorial” conception of rural
      development in many regions, etc..




                                                            4
30/12/2012




 A quick note on the evolution of
rural development policy in the EU




                                             5
30/12/2012




   Lessons learned from the analysis of
    the impact of public action on rural
   development in the European Union




                 Lessons learned (FAO 2008)
      According to the document from FAO (2009)“The evolution and
    impact of EU regional and rural policy”, the following lessons can be
               learned from the EU regional and rural policy:




 1. BELIEVE IT..... OR
          NOT
Endogenous growth is
  better achieved if
  regional and local
actors take ownership
    of the strategy




                                                                                    6
30/12/2012




                      Lessons learned (FAO 2008)



2.INSTITUTIONAL
  RESPONSIBILITY
        The
  administrative
   capacity and
 commitment of
local and regional
administrations in
the development
 of the strategy is
   fundamental




                      Lessons learned (FAO 2008)




    3. POLICY
COORDINATION
Policy coherence
with wider fiscal
   and labour
 market policies
      is key




                                                           7
30/12/2012




                  Lessons learned (FAO 2008)



    4. VARIABLE
   INTENSITY OF
      SUPPORT
    Funds should
   concentrate in
 areas in need and
  should finance
 investments that
 would otherwise
   not have been
     undertaken




                  Lessons learned (FAO 2008)


5. THE KEY ROLE OF
    INTERMEDIATE
         NODES
 Concentrate funds
 on regional urban
 centres to develop
   economic hubs.
  They can then be
       linked to
 surrounding areas
    and generate
   spillover effects




                                                       8
30/12/2012




                  Lessons learned (FAO 2008)
                          …because otherwise, “the bottom” will (is?) rise(ing?)
                          maybe in a way that we do not like

 6. BOTTOM-UP, YES,
      BUT EXCELLENT
       BOTTOM-UP
 B-U approaches that
 include consultation
  (concertation) with
civil society, combined
   with the proactive
       attitude of
 administrations, can
    lead to ground-
  breaking initiatives
  and positive results


                                 http://www.peoplesorganizing.org/index.html




                                                                                           9
30/12/2012




                  Lessons learned (FAO 2008)

   7. ACCOUNTABITY,
 TRANSPARENCY AND
     PARTICIPATION
   Funding should be
awarded through open
  calls for tenders and
   clear procurement
 procedures, to ensure
    the best possible
selection of projects. To
    achieve this, civil
  society needs to be
 involved at all stages,
from strategic planning
   to implementation




                                                      10
30/12/2012




                  Lessons learned (FAO 2008)

8. AN STYLISED FALACY:
   “WE NEED MORE
 INFRASTRUCTURES”:
  THE NEED TO FOCUS
 ON “SOFT” FACTORS
      Infrastructure
    investments have
    marginal returns.
Beyond the complexion
of basic infrastructures,
    a strong focus on
education, training and
   R&D is essential to
 sustain growth in the
        long term




                       More lessons learned
                            From my own experience


 1. The need for a long-term          Territorial
       territorial planning                                  B
     framework at multiple
                                       analysis
                                                                         B
               levels                 Technical                         (FTM)
                                      diagnosis              B2
   The action of public and
 private institutions needs a       Participation -
   territorial model for the          consensus                    B3
                                                        E1                   Bn
    future that establishes
(among other) potential land
  uses, constrains to certain
                                   Shared diagnosis          E
  uses in certain places, the                                E2
 strategic development axis,
                                                                  E3
the threshold capacities, and
  incompatibilities between
                                                    A
                                                (CTM)
       activities and uses




                                                                                         11
30/12/2012




 Example: Box 5. The winding road to regional land-use
                 planning in Valencia
In Valencia, Spatial Planing can be described as highly deficient:
  • First law in 1989 that just came to be implemented
  • Second law in 2004 on "spatial planning and landscape protection" that
    only from 2010 began to bear fruit.

In the absence of a regional framework for SP, the last 30 years have been
presided over by a cluster of economic and urban developments in which the
only reference was the local. Decisions taken by a small municipality (eg, the
location of a hazardous or highly polluting activity) involved a supra-municipal
area that, despite being affected, could do nothing about it. In this context,
local planning became the only instrument of spatial planning and overview
needed was absent.

The result is a unsustainable and irrational territory in which the logic of
human occupation has squandered the natural and cultural heritage with
irreversible changes, has diminished the potential of many land resources,
and has created or exacerbated many environmental hazards.




                                                                                          12
30/12/2012




1950




2011




              13
30/12/2012




       14
30/12/2012




                        More lessons learned
                           From my own experience


   2. Putting the strategy at the
    center of rural and territorial
             development
        There must be a rural
    development strategy at the
   state and, where appropriate,
  regional levels, with adequate
       tools and resources for
          implementation.
  The rural territory can only be
      understood as a system.
  Consequently, it is meaningless
    carrying out uncoordinated
    actions that may be not only
ineffective but counterproductive




                                                           15
30/12/2012




                         More lessons learned
                           From my own experience




  3. Combining history, identity,
   functionality and sustainability
      in a new rural governance
     It is urgent to create more
     rational territorial levels of
     government by promoting
  legislation that provides supra-
 local scales (counties or similar)
    with skills and powers to the
 provision of services, the design
     of territorial development
            strategies, etc.




Rural governance, whatever it may be, must base its action in a
process of strategic reflection and action agreed by local
stakeholders. Although there are countries or regions in which this
claim appears to be the "truism", the reality of many regions and
countries of the European Union is that rural governance barely
exists, there is little supra-municipal cooperation and there is little
strategic processes of reflection-action that rationally direct
development efforts. Consequently, the proposal goes through the
definition of "territorial model of Future" to be defined in a shared
and agreed form with local stakeholders. This involves: (i)
commitment at the political level (not appropriation), (ii)
commitment of the main institutions of the territory, (iii) involvement
of social and economic organizations, (iv) working towards a real
model of participatory democracy.

                   Noguera, 2011 (Euroacademy Academic Guide)




                                                                                 16
30/12/2012




                        More lessons learned
                           From my own experience


                                           Rural areas become privileged places
      4. Privileged places to test
                                             for the promotion of participatory
        participative democracy
                                            models of governance closer to the
Growing dissatisfaction of citizens with
                                            concept of participative democracy.
regard to political representatives and
          democratic system.
                                            This “new” governance model has
Misuse and perversion of principles of
                                            been tested for over 20 years mainly
   representative democracy led to
                                             in rural areas through EU programs
   “politicians” being perceived by
                                            like LEADER, LIFE, INTERREG, TERRA,
        citizens as a “problem”.
                                                              etc.
 Representative democracy has been
perverted so that serves primarily the
                                              Therefore, the principles of
 interests of political groups and the
                                            “participative democracy” are well
    associated social and economic
                                              rooted in most rural societies
                 lobbies.
                                                       Europe-wide




                        More lessons learned
                           From my own experience



                                                                   LINKAGES


5. Recognize the
     value and
  validity of the
  specificities of
    the LEADER
      method,
    framed in a
   mainstream
    smart rural
       policy




                                                                                          17
30/12/2012




                         More lessons learned
                            From my own experience


                      Administration is sectoral…    … but the rural territory is a system




5. The necessity
 of coordination
   mechanisms




                            To conclude…..
     Future rural development policies will have to define more clearly the
                            following aspects…


1.   Functions expected from rural areas both in sectoral policies (ie. the role
     of agriculture) and territorial policies;

2.   What the EU and national governments want or need to transfer or play
     (action, methodology, institutional structures, etc.);

3.   The very features expected from the future RD policies’ method
     (animation, territorial balance, promotion of other instruments or policies,
     intervention in the local economy, empowerment, revitalization of social
     and territorial networks, promotion of cooperation mechanisms, etc.);

4.   The most suitable future innovations in RD policy making and what role
     should they have in relation to mainstream rural policies




                                                                                                    18
30/12/2012




Now, we can just forget about all
  this, or spread the news......




                                           19

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20 years of bottom-up, participative governance in rural areas: lessons learned and prospects for the EU rural policy

  • 1. 30/12/2012 10th Summer Academy “Local Governance and Sustainable Rural Development” Gandia, Valencian Community, Spain 27th August – 4th September 2011 Index 1. Introduction: governance and sustainable development in the complex rural world 2. A quick note on the evolution of rural development policy in the EU 3. Lessons learned from the analysis of the impact of public action on rural development in the European Union 1
  • 2. 30/12/2012 Introduction: governance and sustainable development in the complex rural world What is sustainable rural development? Option 1: the Green Economy Activities related to the “green economy” (Kennet and Heinemann, 2006), that takes advantage of the opportunities arising from the need to replace the current energy and production models to generate economic activity and employment in rural areas and, at the same time, contribute to global sustainability? 2
  • 3. 30/12/2012 What is sustainable rural development? Option 2: the citizen’s based model Is it, rather, to reach a rural world where residents and visitors can adequately address the difficulties in accessing all kinds of goods, services and employment, especially in the case of disadvantaged social groups and in remote areas (Borden and Moseley, 2006)? What is sustainable rural development? Options 1 and 2 Not Exclusive But a choice is needed to clarify what is the philosophy behind the concept of "sustainable countryside": the one centred on the rural culture, the rural area and the needs and demands of rural people, or another that focuses on responding to the needs and demands of the urban environment? 3
  • 4. 30/12/2012 What is sustainable rural development? The “third way” A model of rural development (Noguera, Esparcia and Ferrer, 2004) that focuses on the need to: (i) respond to rural land management in an effective and sustainable way; (ii) prioritise wishes and needs of rural residents; (iii) help meeting the needs and demands of the urban environment as long as they are not in contradiction with the rural environment and not detract from its inhabitants and territory. Initial conclusion The challenges for the rural governance (i)the complexity and diversity of rural areas; (ii)the different government and governance traditions and cultures in the European Union; (iii)the generalised lack of power in small and medium size rural municipalities to design and implement strategic policies and programs; (iv) the dominance of a “municipal” rather than “territorial” conception of rural development in many regions, etc.. 4
  • 5. 30/12/2012 A quick note on the evolution of rural development policy in the EU 5
  • 6. 30/12/2012 Lessons learned from the analysis of the impact of public action on rural development in the European Union Lessons learned (FAO 2008) According to the document from FAO (2009)“The evolution and impact of EU regional and rural policy”, the following lessons can be learned from the EU regional and rural policy: 1. BELIEVE IT..... OR NOT Endogenous growth is better achieved if regional and local actors take ownership of the strategy 6
  • 7. 30/12/2012 Lessons learned (FAO 2008) 2.INSTITUTIONAL RESPONSIBILITY The administrative capacity and commitment of local and regional administrations in the development of the strategy is fundamental Lessons learned (FAO 2008) 3. POLICY COORDINATION Policy coherence with wider fiscal and labour market policies is key 7
  • 8. 30/12/2012 Lessons learned (FAO 2008) 4. VARIABLE INTENSITY OF SUPPORT Funds should concentrate in areas in need and should finance investments that would otherwise not have been undertaken Lessons learned (FAO 2008) 5. THE KEY ROLE OF INTERMEDIATE NODES Concentrate funds on regional urban centres to develop economic hubs. They can then be linked to surrounding areas and generate spillover effects 8
  • 9. 30/12/2012 Lessons learned (FAO 2008) …because otherwise, “the bottom” will (is?) rise(ing?) maybe in a way that we do not like 6. BOTTOM-UP, YES, BUT EXCELLENT BOTTOM-UP B-U approaches that include consultation (concertation) with civil society, combined with the proactive attitude of administrations, can lead to ground- breaking initiatives and positive results http://www.peoplesorganizing.org/index.html 9
  • 10. 30/12/2012 Lessons learned (FAO 2008) 7. ACCOUNTABITY, TRANSPARENCY AND PARTICIPATION Funding should be awarded through open calls for tenders and clear procurement procedures, to ensure the best possible selection of projects. To achieve this, civil society needs to be involved at all stages, from strategic planning to implementation 10
  • 11. 30/12/2012 Lessons learned (FAO 2008) 8. AN STYLISED FALACY: “WE NEED MORE INFRASTRUCTURES”: THE NEED TO FOCUS ON “SOFT” FACTORS Infrastructure investments have marginal returns. Beyond the complexion of basic infrastructures, a strong focus on education, training and R&D is essential to sustain growth in the long term More lessons learned From my own experience 1. The need for a long-term Territorial territorial planning B framework at multiple analysis B levels Technical (FTM) diagnosis B2 The action of public and private institutions needs a Participation - territorial model for the consensus B3 E1 Bn future that establishes (among other) potential land uses, constrains to certain Shared diagnosis E uses in certain places, the E2 strategic development axis, E3 the threshold capacities, and incompatibilities between A (CTM) activities and uses 11
  • 12. 30/12/2012 Example: Box 5. The winding road to regional land-use planning in Valencia In Valencia, Spatial Planing can be described as highly deficient: • First law in 1989 that just came to be implemented • Second law in 2004 on "spatial planning and landscape protection" that only from 2010 began to bear fruit. In the absence of a regional framework for SP, the last 30 years have been presided over by a cluster of economic and urban developments in which the only reference was the local. Decisions taken by a small municipality (eg, the location of a hazardous or highly polluting activity) involved a supra-municipal area that, despite being affected, could do nothing about it. In this context, local planning became the only instrument of spatial planning and overview needed was absent. The result is a unsustainable and irrational territory in which the logic of human occupation has squandered the natural and cultural heritage with irreversible changes, has diminished the potential of many land resources, and has created or exacerbated many environmental hazards. 12
  • 15. 30/12/2012 More lessons learned From my own experience 2. Putting the strategy at the center of rural and territorial development There must be a rural development strategy at the state and, where appropriate, regional levels, with adequate tools and resources for implementation. The rural territory can only be understood as a system. Consequently, it is meaningless carrying out uncoordinated actions that may be not only ineffective but counterproductive 15
  • 16. 30/12/2012 More lessons learned From my own experience 3. Combining history, identity, functionality and sustainability in a new rural governance It is urgent to create more rational territorial levels of government by promoting legislation that provides supra- local scales (counties or similar) with skills and powers to the provision of services, the design of territorial development strategies, etc. Rural governance, whatever it may be, must base its action in a process of strategic reflection and action agreed by local stakeholders. Although there are countries or regions in which this claim appears to be the "truism", the reality of many regions and countries of the European Union is that rural governance barely exists, there is little supra-municipal cooperation and there is little strategic processes of reflection-action that rationally direct development efforts. Consequently, the proposal goes through the definition of "territorial model of Future" to be defined in a shared and agreed form with local stakeholders. This involves: (i) commitment at the political level (not appropriation), (ii) commitment of the main institutions of the territory, (iii) involvement of social and economic organizations, (iv) working towards a real model of participatory democracy. Noguera, 2011 (Euroacademy Academic Guide) 16
  • 17. 30/12/2012 More lessons learned From my own experience Rural areas become privileged places 4. Privileged places to test for the promotion of participatory participative democracy models of governance closer to the Growing dissatisfaction of citizens with concept of participative democracy. regard to political representatives and democratic system. This “new” governance model has Misuse and perversion of principles of been tested for over 20 years mainly representative democracy led to in rural areas through EU programs “politicians” being perceived by like LEADER, LIFE, INTERREG, TERRA, citizens as a “problem”. etc. Representative democracy has been perverted so that serves primarily the Therefore, the principles of interests of political groups and the “participative democracy” are well associated social and economic rooted in most rural societies lobbies. Europe-wide More lessons learned From my own experience LINKAGES 5. Recognize the value and validity of the specificities of the LEADER method, framed in a mainstream smart rural policy 17
  • 18. 30/12/2012 More lessons learned From my own experience Administration is sectoral… … but the rural territory is a system 5. The necessity of coordination mechanisms To conclude….. Future rural development policies will have to define more clearly the following aspects… 1. Functions expected from rural areas both in sectoral policies (ie. the role of agriculture) and territorial policies; 2. What the EU and national governments want or need to transfer or play (action, methodology, institutional structures, etc.); 3. The very features expected from the future RD policies’ method (animation, territorial balance, promotion of other instruments or policies, intervention in the local economy, empowerment, revitalization of social and territorial networks, promotion of cooperation mechanisms, etc.); 4. The most suitable future innovations in RD policy making and what role should they have in relation to mainstream rural policies 18
  • 19. 30/12/2012 Now, we can just forget about all this, or spread the news...... 19