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Solar energy as a source of electricity: A comparison
between photovoltaic and solar thermal systems


Toni Menninger, University of Arkansas,                 April 2009




Introduction: overview over solar energy uses



Almost all organisms on Earth depend on solar energy for their survival. Plants and algae
capture photons emitted by the sun and transform their radiation energy into chemical
energy, which in turn powers the metabolism of all plants and animals, including humans.
Solar energy is also at the origin of wind and wave power, hydro power, and biomass
fuels, and even the energy embodied in the fossil fuels coal, oil, and natural gas is nothing
but solar energy captured millions of years ago and conserved in geological formations.

Almost all energy used by human civilization is therefore ultimately of solar origin. Solar
energy is an abundant and renewable energy source and there are many ways of technically
taking advantage of this source of power. Some of the most interesting applications are small
scale and decentralized and don't require much capital or knowhow. Examples are solar
water disinfection and solar cookers. Solar Water Disinfection is a low-tech process
developed by the Swiss research institute EAWAG that consists of filling potentially
contaminated water into transparent bottles and exposing them to six hours of sunlight.
Laboratory tests confirmed that the microbiological quality of the water is significantly
improved and pathogens causing diarrhea are killed by UV radiation and heat (EAWAG
2009).


                                                1
Solar cookers are devices made at very low cost of cardboard and aluminum that allow poor
families in developing countries to cook water and prepare meals without the need for burning
fuels (JWW 2009).

Widely used in regions where sunlight is abundant are solar water heating systems
consisting of an often very simple and inexpensive solar collector. Israel and Spain currently
require the installation of solar water heating systems in all new buildings (REN21 2006:2).

Photovoltaic (PV) cells are becoming widespread in many micro scale applications such as
pocket calculators, thus eliminating the need for batteries, and in small scale uses such as
road signs, street lights, or remote telecommunications. On the household scale, PV cells
supply electricity to off the grid households in remote areas, often in combination with wind
power (Gipe, 2004:229). Grid connected PV systems, however, have become “the fastest
growing energy technology in the world, with 50 percent annual increases in cumulative
installed capacity in both 2006 and 2007, to an estimated 7.7 GW. This translates into 1.5
million homes with rooftop solar PV feeding into the grid worldwide”. (REN21 2007:6)




          Figure 1: Solar PV world capacity. From REN21 (2007:11)




                                               2
Solar energy, as we have seen, is used in countless small scale applications all over the
world. But can solar energy also be a large scale source of electricity to power our industrial
economy? This paper will discuss and compare two technical systems for large scale
electricity generation based on sunshine: photovoltaic power plants, and solar thermal plants.

Photovoltaic power plants

Photovoltaic cells convert sunlight immediately into electricity. The conversion efficiency of
current systems is in the 10-20% range and the output directly depends on the amount of
sunlight that reached the cell. For grid-tied systems, the PV output, which is direct current,
must be converted to alternating current, resulting in some loss of energy.

In large scale commercial power plants, tens of thousands of PV panels are arranged on
hundreds of acres of land, typically on agriculturally marginal or desert areas. Often, these
panels are automatically adjusted to track the diurnal and seasonal cycle of the sun's
apparent movement, thereby maximizing the energy yield.

Most PV energy systems are only a few kilowatts (kW) in size but more large-scale
installations with capacities of hundreds or more kW have been developed in recent years.
According to REN21 (2007:12), there were, as of 2007, more than 800 plants exceeding 200
kW in capacity and at least 9 plants larger than 10 MW—in Germany, Portugal, Spain, and
the United States. The world's two largest PV power plants (20 MW each) were in Spain
(REN21, 2007; pvresources.com, 2008).

However, the number of large-scale PV installations has grown dramatically since 2007.
Pvresources.com (2009) currently lists 66 PV installations with 10 MW or more in capacity,
most of which have been constructed in 2008, mostly in Spain where these plants have been
supported by generous subsidies. In the USA, only two plants > 10 MW are listed, both in
Nevada. The largest photovoltaic system in North America is in Nellis Air Force Base in Clark
County, Nevada. Inaugurated in December 2007, it occupies 140 acres and has a capacity of
about 14 MW.




                                                3
Solar thermal power plants

Solar thermal power generation uses the solar radiation to heat a thermal fluid (also known as
a collector or receiver). This collected heat is then used to generate electricity e. g. with a
steam turbine. This is in principle the same process as in any thermal power plant (the heat is
first transformed into mechanical energy and then into electricity). Due to the second law of
Thermodynamics, the efficiency of converting heat into electricity increases with the
temperature. The efficiency of any thermal machine cannot exceed the Carnot efficiency,

                           TC
which is given by =1−        where T H is the temperature (on the Kelvin scale) of the
                           TH

incoming heat, and T C is the ambient temperature. It follows that, as with any thermal
power plant, it is advantageous to reach as high a temperature as possible.

In solar thermal power plants, therefore, the solar radiation is concentrated by means of
reflectors to achieve a high temperature, a process known as Concentrating Solar Power
(CSP) (DOE 2007). The requirement to reach a high temperature limits the conditions under
which CSP can work. Whereas PV systems can generate power even on cloudy days and
under diffuse light conditions, CSP systems require direct, strong sunlight (CNN 2008).

Several technologies are available to concentrate solar radiation:

   •   Parabolic trough: The sunlight is concentrated by a long rectangular reflector that has
       a parabolic profile (figure 2), and the pipe with the collector fluid runs through the focal
       point, where the parabola concentrates the sun rays. The trough is adjusted to track
       the sun by tilting its angle. The collector fluid reaches up to about 400°C (DOE 2007).

   •   Heliostat to central tower (also known as power tower) (figure 3): Heliostats are flat
       movable mirrors that are arranged in an array around a tower, on top of which the
       collector is positioned. All the mirrors must continually track the sun to keep focused on
       the tower. The power tower design reaches a higher degree of concentration than the
       parabolic trough design and a higher collector temperature (up to 560°C) can be
       reached, increasing the power generation efficiency (DOE 2007).

   •   Dish engines are mirrored dishes shaped like a large satellite dish, concentrating solar


                                                 4
radiation in the dish's focal point. This design can be very efficient with the receiver
       integrated into a Stirling engine (DOE 2007).




            Figure 2: Parabolic
                                              Figure 3: A power tower (from
            troughs
                                              DOE 2007)


Solar thermal power plants are more complex than photovoltaic plants because electricity
generation requires the additional step of thermal power generation whereas PV cells
immediately deliver electricity. This can turn into an advantage, however, because heat can
more easily be stored than electricity. Excess heat can be stored as hot liquid or steam or
transferred to other materials such as molten salt. Solar thermal plants combined with thermal
storage can store heat during the day to deliver power during the night (CNN 2008), and they
can be supplemented with fossil fuels during peak demand periods (DOE 2007). This makes
CSP technology more versatile, more predictable, and more reliable, which makes it much
more useful for large scale utility power generation.

The world's largest solar thermal power plant, and the largest solar energy generating facility
in the world, is Solar Energy Generating Systems (SEGS), a conglomerate of nine
parabolic trough plants in the Mojave desert in California with a combined capacity of 354
MW. Some of the plants have been in operation since 1985 (Flagsol 2008). In recent years, a
resurgence of interest in solar thermal plants has been observed, especially in Spain and the
United States (REN21 2007:12). It has been calculated that a solar thermal plant taking up 92
by 92 miles of desert could satisfy the electricity demand of the entire U.S. (CNN 2008).

In Europe, some experts have called for the development of large solar thermal power plants

                                                 5
in the Sahara desert as a source of clean and sustainable energy for the entire region
including North Africa, the Middle East, and Europe (EU-MENA). Only a small fraction of the
Sahara desert area would be needed for the ambitious project (DESERTEC Foundation
2009:20).




Conclusions

The main differences between photovoltaic (PV) and solar thermal (CSP) power generation
can be summarized as follows:

   •   The CSP technology is geographically severely limited. The optimal sites are desert
       areas in low latitudes, where strong, direct sunlight can be expected most of the time.
       Excellent conditions can be found notably in the Southwestern United States,
       especially the Mojave desert, in the Sahara, in the Spanish Extremadura, and in
       Australia.

   •   PV systems are more broadly applicable, even in higher latitudes and less sunny
       climates, like Central and Northern Europe and the Northeastern United States. They
       are also more scalable, from the pocket calculator to the rooftop solar panel to the
       large power plant covering thousands of acres. They can be sited close to where the
       energy is needed.

   •   Where the conditions are right, CSP plants have the advantage because they can be
       combined with thermal storage and supplemented with fossil fuel. However, the places
       most suitable, such as the Sahara, are often far away from consumers. Therefore,
       electricity has to be transported over large distances which necessitates significant
       infrastructure investments and involves political risks in the case of cross-border
       transport.




                                                6
References cited


CNN (2008), All about: CSP, last updated March 17, 2008
(http://www.cnn.com/2007/WORLD/asiapcf/11/12/eco.about.csp/index.html#cnn
STCText)

DESERTEC Foundation (2009), Clean Power from Deserts: The DESERTEC
Concept for Energy, Water and Climate Security. WhiteBook, 4th Edition
(http://www.desertec.org/fileadmin/downloads/DESERTEC-
WhiteBook_en_small.pdf)

DOE (2007), Concentrating Solar Power, Last Updated: July 13, 2007
(http://www.eere.energy.gov/de/csp.html)

EAWAG (2009), Solar Water Disinfection (www.sodis.ch)

Flagsol (2008), SEGS - Solar Electricity Generating Systems
(http://www.flagsol.com/SEGS_tech.htm)

Gipe, Paul (2004), Wind power: Renewable energy for home, farm, and
business. Chelsea Green Publishing Company

JWW (2009), Jewish World Watch: Solar Cooker Project
((http://www.jewishworldwatch.org/refugeerelief/solarcookerproject.html)

Nellis Air Force Base (2007), Nellis activates Nations largest PV Array
(http://www.nellis.af.mil/news/story.asp?id=123079933)

pvresources.com (2008), Large-Scale Photovoltaic Power Plants, Annual Report
2007, Revised Edition, April 2008
(http://www.pvresources.com/download/AnnualReport2007.pdf)

pvresources.com (2009), Large-scale photovoltaic power plants range 1 - 50
(http://www.pvresources.com/en/top50pv.php)

REN21 (2006), Renewable Energy Policy Network for the 21st Century:
Renewables Global Status Report, 2006 Update
(http://www.ren21.net/globalstatusreport/download/RE_GSR_2006_Update.pdf)

REN21 (2007), REN21 Renewables 2007 Global Status Report
(http://www.ren21.net/pdf/RE2007_Global_Status_Report.pdf)



                                          7

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Solar Power: Solar Heating, Photovoltaics, and Solar Thermal Power

  • 1. Solar energy as a source of electricity: A comparison between photovoltaic and solar thermal systems Toni Menninger, University of Arkansas, April 2009 Introduction: overview over solar energy uses Almost all organisms on Earth depend on solar energy for their survival. Plants and algae capture photons emitted by the sun and transform their radiation energy into chemical energy, which in turn powers the metabolism of all plants and animals, including humans. Solar energy is also at the origin of wind and wave power, hydro power, and biomass fuels, and even the energy embodied in the fossil fuels coal, oil, and natural gas is nothing but solar energy captured millions of years ago and conserved in geological formations. Almost all energy used by human civilization is therefore ultimately of solar origin. Solar energy is an abundant and renewable energy source and there are many ways of technically taking advantage of this source of power. Some of the most interesting applications are small scale and decentralized and don't require much capital or knowhow. Examples are solar water disinfection and solar cookers. Solar Water Disinfection is a low-tech process developed by the Swiss research institute EAWAG that consists of filling potentially contaminated water into transparent bottles and exposing them to six hours of sunlight. Laboratory tests confirmed that the microbiological quality of the water is significantly improved and pathogens causing diarrhea are killed by UV radiation and heat (EAWAG 2009). 1
  • 2. Solar cookers are devices made at very low cost of cardboard and aluminum that allow poor families in developing countries to cook water and prepare meals without the need for burning fuels (JWW 2009). Widely used in regions where sunlight is abundant are solar water heating systems consisting of an often very simple and inexpensive solar collector. Israel and Spain currently require the installation of solar water heating systems in all new buildings (REN21 2006:2). Photovoltaic (PV) cells are becoming widespread in many micro scale applications such as pocket calculators, thus eliminating the need for batteries, and in small scale uses such as road signs, street lights, or remote telecommunications. On the household scale, PV cells supply electricity to off the grid households in remote areas, often in combination with wind power (Gipe, 2004:229). Grid connected PV systems, however, have become “the fastest growing energy technology in the world, with 50 percent annual increases in cumulative installed capacity in both 2006 and 2007, to an estimated 7.7 GW. This translates into 1.5 million homes with rooftop solar PV feeding into the grid worldwide”. (REN21 2007:6) Figure 1: Solar PV world capacity. From REN21 (2007:11) 2
  • 3. Solar energy, as we have seen, is used in countless small scale applications all over the world. But can solar energy also be a large scale source of electricity to power our industrial economy? This paper will discuss and compare two technical systems for large scale electricity generation based on sunshine: photovoltaic power plants, and solar thermal plants. Photovoltaic power plants Photovoltaic cells convert sunlight immediately into electricity. The conversion efficiency of current systems is in the 10-20% range and the output directly depends on the amount of sunlight that reached the cell. For grid-tied systems, the PV output, which is direct current, must be converted to alternating current, resulting in some loss of energy. In large scale commercial power plants, tens of thousands of PV panels are arranged on hundreds of acres of land, typically on agriculturally marginal or desert areas. Often, these panels are automatically adjusted to track the diurnal and seasonal cycle of the sun's apparent movement, thereby maximizing the energy yield. Most PV energy systems are only a few kilowatts (kW) in size but more large-scale installations with capacities of hundreds or more kW have been developed in recent years. According to REN21 (2007:12), there were, as of 2007, more than 800 plants exceeding 200 kW in capacity and at least 9 plants larger than 10 MW—in Germany, Portugal, Spain, and the United States. The world's two largest PV power plants (20 MW each) were in Spain (REN21, 2007; pvresources.com, 2008). However, the number of large-scale PV installations has grown dramatically since 2007. Pvresources.com (2009) currently lists 66 PV installations with 10 MW or more in capacity, most of which have been constructed in 2008, mostly in Spain where these plants have been supported by generous subsidies. In the USA, only two plants > 10 MW are listed, both in Nevada. The largest photovoltaic system in North America is in Nellis Air Force Base in Clark County, Nevada. Inaugurated in December 2007, it occupies 140 acres and has a capacity of about 14 MW. 3
  • 4. Solar thermal power plants Solar thermal power generation uses the solar radiation to heat a thermal fluid (also known as a collector or receiver). This collected heat is then used to generate electricity e. g. with a steam turbine. This is in principle the same process as in any thermal power plant (the heat is first transformed into mechanical energy and then into electricity). Due to the second law of Thermodynamics, the efficiency of converting heat into electricity increases with the temperature. The efficiency of any thermal machine cannot exceed the Carnot efficiency, TC which is given by =1− where T H is the temperature (on the Kelvin scale) of the TH incoming heat, and T C is the ambient temperature. It follows that, as with any thermal power plant, it is advantageous to reach as high a temperature as possible. In solar thermal power plants, therefore, the solar radiation is concentrated by means of reflectors to achieve a high temperature, a process known as Concentrating Solar Power (CSP) (DOE 2007). The requirement to reach a high temperature limits the conditions under which CSP can work. Whereas PV systems can generate power even on cloudy days and under diffuse light conditions, CSP systems require direct, strong sunlight (CNN 2008). Several technologies are available to concentrate solar radiation: • Parabolic trough: The sunlight is concentrated by a long rectangular reflector that has a parabolic profile (figure 2), and the pipe with the collector fluid runs through the focal point, where the parabola concentrates the sun rays. The trough is adjusted to track the sun by tilting its angle. The collector fluid reaches up to about 400°C (DOE 2007). • Heliostat to central tower (also known as power tower) (figure 3): Heliostats are flat movable mirrors that are arranged in an array around a tower, on top of which the collector is positioned. All the mirrors must continually track the sun to keep focused on the tower. The power tower design reaches a higher degree of concentration than the parabolic trough design and a higher collector temperature (up to 560°C) can be reached, increasing the power generation efficiency (DOE 2007). • Dish engines are mirrored dishes shaped like a large satellite dish, concentrating solar 4
  • 5. radiation in the dish's focal point. This design can be very efficient with the receiver integrated into a Stirling engine (DOE 2007). Figure 2: Parabolic Figure 3: A power tower (from troughs DOE 2007) Solar thermal power plants are more complex than photovoltaic plants because electricity generation requires the additional step of thermal power generation whereas PV cells immediately deliver electricity. This can turn into an advantage, however, because heat can more easily be stored than electricity. Excess heat can be stored as hot liquid or steam or transferred to other materials such as molten salt. Solar thermal plants combined with thermal storage can store heat during the day to deliver power during the night (CNN 2008), and they can be supplemented with fossil fuels during peak demand periods (DOE 2007). This makes CSP technology more versatile, more predictable, and more reliable, which makes it much more useful for large scale utility power generation. The world's largest solar thermal power plant, and the largest solar energy generating facility in the world, is Solar Energy Generating Systems (SEGS), a conglomerate of nine parabolic trough plants in the Mojave desert in California with a combined capacity of 354 MW. Some of the plants have been in operation since 1985 (Flagsol 2008). In recent years, a resurgence of interest in solar thermal plants has been observed, especially in Spain and the United States (REN21 2007:12). It has been calculated that a solar thermal plant taking up 92 by 92 miles of desert could satisfy the electricity demand of the entire U.S. (CNN 2008). In Europe, some experts have called for the development of large solar thermal power plants 5
  • 6. in the Sahara desert as a source of clean and sustainable energy for the entire region including North Africa, the Middle East, and Europe (EU-MENA). Only a small fraction of the Sahara desert area would be needed for the ambitious project (DESERTEC Foundation 2009:20). Conclusions The main differences between photovoltaic (PV) and solar thermal (CSP) power generation can be summarized as follows: • The CSP technology is geographically severely limited. The optimal sites are desert areas in low latitudes, where strong, direct sunlight can be expected most of the time. Excellent conditions can be found notably in the Southwestern United States, especially the Mojave desert, in the Sahara, in the Spanish Extremadura, and in Australia. • PV systems are more broadly applicable, even in higher latitudes and less sunny climates, like Central and Northern Europe and the Northeastern United States. They are also more scalable, from the pocket calculator to the rooftop solar panel to the large power plant covering thousands of acres. They can be sited close to where the energy is needed. • Where the conditions are right, CSP plants have the advantage because they can be combined with thermal storage and supplemented with fossil fuel. However, the places most suitable, such as the Sahara, are often far away from consumers. Therefore, electricity has to be transported over large distances which necessitates significant infrastructure investments and involves political risks in the case of cross-border transport. 6
  • 7. References cited CNN (2008), All about: CSP, last updated March 17, 2008 (http://www.cnn.com/2007/WORLD/asiapcf/11/12/eco.about.csp/index.html#cnn STCText) DESERTEC Foundation (2009), Clean Power from Deserts: The DESERTEC Concept for Energy, Water and Climate Security. WhiteBook, 4th Edition (http://www.desertec.org/fileadmin/downloads/DESERTEC- WhiteBook_en_small.pdf) DOE (2007), Concentrating Solar Power, Last Updated: July 13, 2007 (http://www.eere.energy.gov/de/csp.html) EAWAG (2009), Solar Water Disinfection (www.sodis.ch) Flagsol (2008), SEGS - Solar Electricity Generating Systems (http://www.flagsol.com/SEGS_tech.htm) Gipe, Paul (2004), Wind power: Renewable energy for home, farm, and business. Chelsea Green Publishing Company JWW (2009), Jewish World Watch: Solar Cooker Project ((http://www.jewishworldwatch.org/refugeerelief/solarcookerproject.html) Nellis Air Force Base (2007), Nellis activates Nations largest PV Array (http://www.nellis.af.mil/news/story.asp?id=123079933) pvresources.com (2008), Large-Scale Photovoltaic Power Plants, Annual Report 2007, Revised Edition, April 2008 (http://www.pvresources.com/download/AnnualReport2007.pdf) pvresources.com (2009), Large-scale photovoltaic power plants range 1 - 50 (http://www.pvresources.com/en/top50pv.php) REN21 (2006), Renewable Energy Policy Network for the 21st Century: Renewables Global Status Report, 2006 Update (http://www.ren21.net/globalstatusreport/download/RE_GSR_2006_Update.pdf) REN21 (2007), REN21 Renewables 2007 Global Status Report (http://www.ren21.net/pdf/RE2007_Global_Status_Report.pdf) 7