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1 
Systematic review approach to 
identifying key trends in 
adaptation governance at the 
supranational level 
Livia Bizikova, Daniella Echeverria and 
Anne Hammill
2 
Systematic review 
• It involves reviewing documents according to clearly 
formulated criteria, using systematic and explicit 
methods to select and critically appraise relevant 
information (Lesnikowski et al. 2011; Berrang-Ford et al. 
2011; Ford et al, 2011). 
• This approach, common in health sciences, has recently 
been applied to climate change studies to assess current 
knowledge about climate change impacts and adaptation 
measures, human health (Lesnikowski et al. 2011) the 
Arctic regions of Canada (Ford and Pearce 2010), and in 
general regarding the governance of adaptation 
(Biesbroek et al, in press).
3 
Conducted searchers 
• Analyses of climate change adaptation governance, food 
security and at the national and supranational levels. 
• we used Google Scholar and ScienceDirect 
Category Included Excluded 
Type Journal papers Books, book chapters, 
editorials, grey literature 
Publication year 2008 - 2014 Papers published earlier 
were excluded 
Focus Aspects of agriculture and 
food security 
Other sectorial focus 
Geographic scale National Sub-national; local; farm, 
operations-level; 
community-level 
Regional 
Global
4 
Total no. 369 
Sub-national focus no. 
223 
Supranational focus no. 
146 
Water and fisheries 
13 
Disaster 
reduction 21 
Small- scale agriculture 11 
Water and fisheries 21 
Adaptation and 
mitigation 14 
Urban/cities 39 
Rural, CBA 24 
Sub-national 
governance systems 39 
Local governance 14 
other 59 
Water and fisheries 13 
Ecosystems/ forestry 19 
Regional governance 24 
Other 38 
Food-focus 52
5 
Criteria to sort the papers 
• 10 major criteria and 74 sub-criteria were used 
• Geographic scale 
• Geographic location 
• Level of development 
• Aspect of agriculture & food security addressed 
• Other sectoral focus (secondary to agriculture & food): 
• Mitigation issues included or do not (+details) 
• Climate change impact discussed 
• Type of adaptation actions 
• Governance aspects 
• Identified governance challenges
6 
Major focus of the reviewed documents 
(n = 52) 
• 10 papers with global focus only 
• Regions: EU (6), Sub-Saharan Africa (6), Caribbean, South 
East Asia, Mekong Delta 
• Countries: 45 countries included; Australia (6), UK (6), US (4), 
Finland (4), Netherlands (3); Bangladesh (2), Mozambique (2), 
Spain (2); Mexico (2), Germany (2), Canada (2) 
• Development status of the countries: 11 on developed 
countries only, 9 only on developing countries, 20 both 
developed and developing; LDCs included within these groups
7 
Focus of the papers 
(n = 98) 
• Focused on multiple aspects of food security and related 
agricultural issues/food system issues 
• Natural resources, policy and food availability (shared focus)
8 
Climate Change Mitigation 
• Issues: mitigation in the agriculture and livestock sectors; 
biofuel production; policy coordination between A and M, 
trade offs for A and M in the context of agriculture
9 
Climate Change Impacts 
• Focus on governance systems, policies, institutions to 
respond/prepare for climate change impacts 
• Specific impacts: droughts, floods, extreme events
10 
Types of governance measures discussed 
(n = 180)
11 
Types of governance measures listed 
• Connecting key sectors to identify synergies and trade-off 
is critical for effective adaptation, mainstreaming and 
then by vertical coordination promoting implementation 
• Creating a relevant mix of policies (frameworks, review 
of current policies and new policies) 
• Improving institutions to promote vertical coordination 
• Communication about policy actions, encouraging 
behavioral change such actions should be core part of 
policy making (more important then stakeholders 
consultation) 
• Adjusting decision-making processes within and between 
donor and national institutions. They include impact 
assessments, indicator and reporting systems as well as 
improvements of the policy dialogue
12 
Barriers for governance listed 
(n = 109)
13 
Barriers for governance listed 
• Policy/ institutional coordination challenges to undertake 
integrated approaches (climate change, food system, 
health economic, health, social, and environmental 
agendas) and complex trade-offs; integration of risks and 
related accountability and transparency 
• Targeted impact information 
• Better coordination between global and regional levels 
to help translate issues to the national level sharing a 
similar context (role of different levels) 
• Integration important ‘bottom-up’ processes with ‘top-down’ 
high-level policy strategies and visions 
• Vague definitions for policy focus (vulnerable groups)
14 
Some conclusions 
• Challenges for governance systems to address 
integration of different areas (beyond cross-sectorial 
coordination) 
• Limited regional focus/role of regional assessments and 
then linking with global and national 
• Limited focus on some aspects related to food security 
(pastoralism, markets, infrastructure) 
• Information and communication of specific impacts

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Systematic review approach to identifying key trends in adaptation governance at the supranational level

  • 1. 1 Systematic review approach to identifying key trends in adaptation governance at the supranational level Livia Bizikova, Daniella Echeverria and Anne Hammill
  • 2. 2 Systematic review • It involves reviewing documents according to clearly formulated criteria, using systematic and explicit methods to select and critically appraise relevant information (Lesnikowski et al. 2011; Berrang-Ford et al. 2011; Ford et al, 2011). • This approach, common in health sciences, has recently been applied to climate change studies to assess current knowledge about climate change impacts and adaptation measures, human health (Lesnikowski et al. 2011) the Arctic regions of Canada (Ford and Pearce 2010), and in general regarding the governance of adaptation (Biesbroek et al, in press).
  • 3. 3 Conducted searchers • Analyses of climate change adaptation governance, food security and at the national and supranational levels. • we used Google Scholar and ScienceDirect Category Included Excluded Type Journal papers Books, book chapters, editorials, grey literature Publication year 2008 - 2014 Papers published earlier were excluded Focus Aspects of agriculture and food security Other sectorial focus Geographic scale National Sub-national; local; farm, operations-level; community-level Regional Global
  • 4. 4 Total no. 369 Sub-national focus no. 223 Supranational focus no. 146 Water and fisheries 13 Disaster reduction 21 Small- scale agriculture 11 Water and fisheries 21 Adaptation and mitigation 14 Urban/cities 39 Rural, CBA 24 Sub-national governance systems 39 Local governance 14 other 59 Water and fisheries 13 Ecosystems/ forestry 19 Regional governance 24 Other 38 Food-focus 52
  • 5. 5 Criteria to sort the papers • 10 major criteria and 74 sub-criteria were used • Geographic scale • Geographic location • Level of development • Aspect of agriculture & food security addressed • Other sectoral focus (secondary to agriculture & food): • Mitigation issues included or do not (+details) • Climate change impact discussed • Type of adaptation actions • Governance aspects • Identified governance challenges
  • 6. 6 Major focus of the reviewed documents (n = 52) • 10 papers with global focus only • Regions: EU (6), Sub-Saharan Africa (6), Caribbean, South East Asia, Mekong Delta • Countries: 45 countries included; Australia (6), UK (6), US (4), Finland (4), Netherlands (3); Bangladesh (2), Mozambique (2), Spain (2); Mexico (2), Germany (2), Canada (2) • Development status of the countries: 11 on developed countries only, 9 only on developing countries, 20 both developed and developing; LDCs included within these groups
  • 7. 7 Focus of the papers (n = 98) • Focused on multiple aspects of food security and related agricultural issues/food system issues • Natural resources, policy and food availability (shared focus)
  • 8. 8 Climate Change Mitigation • Issues: mitigation in the agriculture and livestock sectors; biofuel production; policy coordination between A and M, trade offs for A and M in the context of agriculture
  • 9. 9 Climate Change Impacts • Focus on governance systems, policies, institutions to respond/prepare for climate change impacts • Specific impacts: droughts, floods, extreme events
  • 10. 10 Types of governance measures discussed (n = 180)
  • 11. 11 Types of governance measures listed • Connecting key sectors to identify synergies and trade-off is critical for effective adaptation, mainstreaming and then by vertical coordination promoting implementation • Creating a relevant mix of policies (frameworks, review of current policies and new policies) • Improving institutions to promote vertical coordination • Communication about policy actions, encouraging behavioral change such actions should be core part of policy making (more important then stakeholders consultation) • Adjusting decision-making processes within and between donor and national institutions. They include impact assessments, indicator and reporting systems as well as improvements of the policy dialogue
  • 12. 12 Barriers for governance listed (n = 109)
  • 13. 13 Barriers for governance listed • Policy/ institutional coordination challenges to undertake integrated approaches (climate change, food system, health economic, health, social, and environmental agendas) and complex trade-offs; integration of risks and related accountability and transparency • Targeted impact information • Better coordination between global and regional levels to help translate issues to the national level sharing a similar context (role of different levels) • Integration important ‘bottom-up’ processes with ‘top-down’ high-level policy strategies and visions • Vague definitions for policy focus (vulnerable groups)
  • 14. 14 Some conclusions • Challenges for governance systems to address integration of different areas (beyond cross-sectorial coordination) • Limited regional focus/role of regional assessments and then linking with global and national • Limited focus on some aspects related to food security (pastoralism, markets, infrastructure) • Information and communication of specific impacts