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Anesthesiology 2007; 107:537– 44                                 Copyright © 2007, the American Society of Anesthesiologists, Inc. Lippincott Williams & Wilkins, Inc.


Guidelines for Cardiac Management in Noncardiac
Surgery Are Poorly Implemented in Clinical Practice
Results from a Peripheral Vascular Survey in The Netherlands
Sanne E. Hoeks, M.Sc.,* Wilma J. M. Scholte op Reimer, Ph.D.,† Mattie J. Lenzen, Ph.D.,† Hero van Urk, M.D., Ph.D.,‡
Paul J. G. Jorning, M.D., Ph.D.,§ Eric Boersma, Ph.D.,࿣ Maarten L. Simoons, M.D., Ph.D.,# Jeroen J. Bax, M.D., Ph.D.,**
            ¨
Don Poldermans, M.D., Ph.D.††


   Background: The American College of Cardiology (ACC)/                               PATIENTS undergoing vascular surgery are known to be
American Heart Association (AHA) guidelines for Perioperative                          at increased risk of perioperative mortality and other
Cardiovascular Evaluation for Noncardiac Surgery recommend
an algorithm for a stepwise approach to preoperative cardiac
                                                                                       cardiac complications due to frequently underlying
assessment in vascular surgery patients. The authors’ main ob-                         (a)symptomatic coronary artery disease. Mortality rates
jective was to determine adherence to the ACC/AHA guidelines                           of 1.5–2% for endovascular procedures and 3– 4% for
on perioperative care in daily clinical practice.                                      surgical repair have been reported.1,2 Myocardial infarc-
   Methods: Between May and December 2004, data on 711 con-                            tion accounts for 10 – 40% of postoperative fatalities and
secutive peripheral vascular surgery patients were collected
from 11 hospitals in The Netherlands. This survey was con-
                                                                                       can therefore be considered as the major determinant of
ducted within the infrastructure of the Euro Heart Survey Pro-                         perioperative mortality associated with noncardiac sur-
gramme. The authors retrospectively applied the ACC/AHA                                gery.3–5 Furthermore, a nonfatal myocardial infarction in
guideline algorithm to each patient in their data set and subse-                       the perioperative period is associated with a 20-fold
quently compared observed clinical practice data with these                            increased risk of late mortality.6
recommendations.
   Results: Although 185 of the total 711 patients (26%) fulfilled
                                                                                         When considering a patient for vascular surgery, a
the ACC/AHA guideline criteria to recommend preoperative                               careful preoperative clinical risk evaluation and subse-
noninvasive cardiac testing, clinicians had performed testing in                       quent risk-reduction strategies are essential to reduce
only 38 of those cases (21%). Conversely, of the 526 patients for                      postoperative cardiac complications. The American Col-
whom noninvasive testing was not recommended, guidelines                               lege of Cardiology (ACC)/American Heart Association
were followed in 467 patients (89%). Overall, patients who had
not been tested, irrespective of guideline recommendation, re-
                                                                                       (AHA) guidelines, which are commonly used in clinical
ceived less cardioprotective medications, whereas patients who                         practice in The Netherlands, recommend an algorithm
underwent noninvasive testing were significantly more often                             for a stepwise approach to preoperative cardiac assess-
treated with cardiovascular drugs (␤-blockers 43% vs. 77%, st-                         ment (fig. 1).7 This decision-making process integrates
atins 52% vs. 83%, platelet inhibitors 80% vs. 85%, respectively;                      clinical markers, early coronary evaluation, functional
all P < 0.05). Moreover, the authors did not observe significant
                                                                                       capacity, and the type of surgery planned. According to
differences in cardiovascular medical therapy between patients
with a normal test result and patients with an abnormal test                           the guidelines, preoperative noninvasive testing is rec-
result.                                                                                ommended for all patients undergoing high-risk proce-
   Conclusion: This survey showed poor agreement between                               dures and patients with intermediate clinical predictors
ACC/AHA guideline recommendations and daily clinical prac-                             of perioperative complications and poor functional ca-
tice. Only one of each five patients underwent noninvasive
                                                                                       pacity undergoing intermediate-risk surgery.
testing when recommended. Furthermore, patients who had
not undergone testing despite recommendations received as                                Several studies showed that this stepwise approach to
little cardiac management as the low-risk population.                                  the assessment of significant coronary artery disease is
                                                                                       both efficacious and cost effective.8,9 However, the use
                                                                                       of such preoperative cardiac evaluation does not seem to
     This article is accompanied by an Editorial View. Please see:
                                                                                       predict or improve outcome.10 –12 In addition, little is
᭜    Spahn DR, Chassot P-G, Zaugg M: Pragmatic treatment
     versus elaborative but incomplete testing: A Hobon’s choice?                      known about the adherence to the ACC/AHA guidelines
     ANESTHESIOLOGY 2007; 107:526 –9.                                                  in daily clinical practice and the effect on patient out-
                                                                                       come. Therefore, the primary aim of this study was to
                                                                                       determine to what extent the ACC/AHA guidelines are
  * Research Fellow, †† Professor, Department of Anaesthesiology, † Clinical           followed in routine clinical practice.
Epidemiologist, ࿣ Clinical Epidemiologist, # Professor, Head of Department,
Department of Cardiology, ‡ Professor, Head of Department, Department of
Vascular Surgery, Erasmus Medical Center, Rotterdam, The Netherlands. § Staff
Surgeon, Isala Klinieken, Zwolle, The Netherlands. ** Professor, Department of         Materials and Methods
Cardiology, Leiden Medical Center, Leiden, The Netherlands.
  Received from the Department of Anaesthesiology, Erasmus Medical Center,               Study Population
Rotterdam, The Netherlands. Submitted for publication January 5, 2007. Ac-               Between May and December 2004, a survey of routine
cepted for publication June 28, 2007. Supported by grant No. 2000T101 from the
Dutch Heart Foundation, The Hague, The Netherlands.                                    clinical practice was conducted in 11 hospitals in The
   Address correspondence to Dr. Poldermans: Erasmus Medical Center, Dr.               Netherlands (see appendix). This survey was conducted
Molewaterplein 40, 3015 GD Rotterdam, The Netherlands. d.poldermans@
erasmusmc.nl. This article may be accessed for personal use at no charge
                                                                                       within the infrastructure of the Euro Heart Survey Pro-
through the Journal Web site, www.anesthesiology.org.                                  gramme in The Netherlands, which evaluates the imple-

Anesthesiology, V 107, No 4, Oct 2007                                            537
538                                                                                                         HOEKS ET AL.




Fig. 1. Application of the American College of Cardiology/American Heart Association algorithm for perioperative cardiovascular
evaluation for noncardiac surgery to the study population. Adapted from Eagle et al.7, with permission. CHF ‫ ؍‬congestive heart
failure; ECG ‫ ؍‬echocardiogram; MET ‫ ؍‬metabolic equivalent; MI ‫ ؍‬myocardial infarction.




Anesthesiology, V 107, No 4, Oct 2007
IMPLEMENTATION OF PERIOPERATIVE GUIDELINES                                                                            539


mentation of guidelines in daily clinical practice. Five      have been used to reduce the incidence of perioperative
hospitals were located in the central part of the country,    myocardial infarctions and other cardiac complications:
3 were located in the northern region, and 3 were             preoperative coronary revascularization and pharmaco-
located in the southern region. Two centers were uni-         logic treatment. The ACC/AHA guidelines recommend
versity hospitals, which act as tertiary referral centers.    ␤-blockers for patients at high cardiac risk. Evidence for
  All consecutive patients who were admitted to the           statins and ␤-blockers in intermediate-risk patients is less
vascular surgery department of the participating hospital     clearly described.
were screened. Patients older than 18 years who were            We applied the ACC/AHA guideline definitions to the
undergoing peripheral vascular repair were eligible for       study population. Because the guidelines were not explicit
participation in the survey, except those undergoing          on the definition of advance age, we defined it as older than
thoracic or brain surgery. The total study population         70 yr. Poor functional capacity was defined as a patient
consisted of 711 patients. Patients had to provide in-        being unable to walk four blocks on level ground or climb
formed consent. The medical ethics committees of the          two flights of stairs without symptomatic limitation. Proce-
participating hospitals approved the study.                   dures were divided into high, intermediate, and low sur-
                                                              gery-specific risk. High-risk procedures included major vas-
  Data Collection                                             cular surgery, and intermediate-risk procedures included
  Trained research assistants obtained data on patient        carotid endarterectomy. Endovascular procedures were de-
characteristics, applied diagnostic procedures, cardio-       fined as low-risk procedures.
protective treatment, and the surgical procedure from
the patients’ hospital charts. All data were entered into       Endpoints
the electronic Case Record Form and transferred regu-           This survey was designed to evaluate the application of
larly to the central database at the Erasmus Medical          guidelines in patients undergoing peripheral vascular sur-
Center (Rotterdam, The Netherlands) via the Internet.         gery. We specifically looked at noninvasive imaging, car-
Data entered into the electronic case record form were        diovascular medication (␤-blockers, statins, and antiplatelet
automatically checked for completeness, internal consis-      therapy), and preoperative revascularization. Antiplatelet
tency, and accuracy. The data management staff at the         therapy included aspirin, dipyridamole, clopidogrel, or any
Erasmus Medical Center performed additional edit              of combination of these agents. All-cause mortality and
checks. If necessary, queries were resolved with the          adverse events were reported at 30 days and 1 yr after
local research assistants.                                    surgery by the local research assistants. Cardiovascular
                                                              complications were defined as cardiac death, myocardial
  ACC/AHA Guidelines                                          infarction, cardiac arrhythmias, congestive heart failure,
  The ACC/AHA Task Force published Practice Guide-            cerebrovascular events, or revascularization.
lines for Perioperative Cardiovascular Evaluation for
Noncardiac Surgery in 1996 and an update in 2002.7 The          Data Analyses
core of the ACC/AHA guidelines is an algorithm that             For each patient in our data set, we retrospectively
summarizes the stepwise process leading to practical          determined whether ACC/AHA guidelines were fol-
recommendations as performing noninvasive testing             lowed. We described the number of patients for
(fig. 1).7 According to this algorithm, after the urgency of   whom guidelines were followed with percentages and
the surgery and the cardiac status of patients having         corresponding confidence intervals (CIs). Differences
previous coronary revascularization within 5 yr or pre-       in following guidelines were analyzed with chi-square
vious cardiac evaluation within 2 yr are assessed, the        tests and Fisher exact test, when appropriate. Mortal-
patients are classified as major, intermediate, or minor       ity rates were only described with percentages and CIs
perioperative cardiovascular risk. Major, intermediate,       because small subgroup sample sizes limited statistical
and minor clinical predictors of risk, together with sur-     power for statistical testing. All statistical analyses
gical risk and degree of functional capacity, can be de-      were undertaken using version 13.0 of the SPSS pro-
termined as predictors of perioperative cardiac compli-       gram for Windows (SPSS Co., Chicago, IL). In all anal-
cations. Patients with only minor or intermediate             yses, a P value less than 0.05 was considered statisti-
clinical predictors and adequate functional capacity          cally significant.
represent a low-risk population, irrespective of type of
surgery, and further evaluation is unnecessary. How-
ever, if any of the clinical markers of cardiac risk          Results
present, additional noninvasive evaluation should be
considered.                                                     The mean age of the total 711 patients was 67 yr (SD ϭ
  The main purpose of performing preoperative cardiac         10 yr), with many patients having a history of associated
risk assessment is to identify patients at high risk for      risk factors (table 1). When stratified into surgery-spe-
perioperative cardiac events. In general, two strategies      cific risk categories according to the ACC/AHA guide-

Anesthesiology, V 107, No 4, Oct 2007
540                                                                                                                           HOEKS ET AL.


Table 1. Baseline Characteristics (n ‫)117 ؍‬                                 the 619 patients undergoing urgent or elective surgery,
                                                                            25 patients (4%) underwent recent coronary revascular-
Demographics
  Mean age Ϯ SD, yr                                             67 Ϯ 10     ization, of which 19 patients had no recurrent symptoms
  Male sex, n (%)                                               496 (70)    or signs. One other patient had a recent coronary eval-
Cardiovascular history, n (%)                                               uation without recurrent symptoms or unfavorable re-
  Angina pectoris                                                99 (14)
  Myocardial infarction                                         106 (15)
                                                                            sults. According to the ACC/AHA guidelines algorithm,
  Heart failure                                                  38 (5)     those patients can undergo surgery directly without pre-
  Stroke or TIA                                                 123 (17)    vious noninvasive testing. The remaining 599 patients
  Arrhythmia                                                     77 (11)    were classified according to the guidelines as having
  Valvular disease                                               50 (7)
  Previous revascularization                                    116 (16)    major (n ϭ 2), intermediate (n ϭ 295), and minor or no
Clinical risk factors, n (%)                                                clinical risk predictors (n ϭ 302). Depending on this
  Obesity                                                        77 (11)    clinical risk profile, functional capacity and surgical risk
  Current smoker                                                256 (36)    profile, noninvasive testing is recommended as shown in
  Hypertension                                                  273 (38)
  Diabetes mellitus                                             149 (21)    the algorithm and outlined in table 2. For example,
  Renal insufficiency                                             51 (7)     within the 295 patients with intermediate clinical risk
  COPD                                                          101 (14)    factors, 48 patients had a poor functional capacity
Procedure, n (%)
                                                                            and are recommended to undergo noninvasive testing,
  Low risk                                                      354 (50)
  Intermediate risk                                              29 (4)     whereas the 150 patients undergoing low-surgical-risk
  High risk                                                     328 (46)    procedures can go directly to surgery. In total, 185
Functional capacity, n (%)                                                  patients (26%) fulfilled the criteria to recommend pre-
  Poor                                                          240 (34)
  Moderate                                                      471 (66)
                                                                            operative noninvasive cardiac testing. However, clini-
                                                                            cians had performed testing in only 38 of those cases
COPD ϭ chronic obstructive pulmonary disease; TIA ϭ transient ischemic      (21%; 95% CI, 15–28%). Of those 38 patients, 17 (45%)
attack.                                                                     had abnormal test results. Conversely, of the 526 pa-
                                                                            tients for whom testing was not recommended, guide-
lines, 328 (46%) underwent high-risk procedures, 29                         lines were followed in 467 patients (89%; 95% CI, 86 –
patients (4%) underwent intermediate-risk procedures,                       91%) in clinical practice, as shown in the last columns of
and 354 (50%) underwent low-risk procedures. The 328                        table 2. So 59 (11%; 95% CI, 9 –14%) patients were
open vascular procedures included infrainguinal arterial                    noninvasively tested while not recommended.
reconstruction (52%), abdominal aortic surgery (42%),                         As inherent to the algorithm, the 185 patients who
and 21 other procedures (6%).                                               fulfilled the guideline criteria to undergo noninvasive
                                                                            cardiac testing had a significantly higher cardiac risk
  Risk Evaluation                                                           profile than the patients for whom testing was not rec-
  As shown in the algorithm in figure 1, 92 of the total                     ommended (table 3). In clinical practice, a sex differ-
711 patients (13%) underwent emergency surgery. Of                          ence was observed because 84% of those patients who

Table 2. Agreement with the ACC/AHA Guidelines Regarding Noninvasive Testing

                                                                                           Noninvasive Testing Recommended

                  ACC/AHA Guideline Category                                         Yes                                       No

       Clinical            Functional                Surgical        Expected According      Observed in       Expected According     Observed in
      Category              Capacity                  Risk              to Guidelines      Clinical Practice      to Guidelines     Clinical Practice

Emergency                                                                                                              92              89 (97%)
Revascularization                                                                                                      19              13 (68%)
   within 5 yr
Recent coronary                                                                                                         1               1 (100%)
   evaluation
Major                                                                         2                1 (50%)
Intermediate                                   Low                                                                    150            128 (85%)
Intermediate          Poor                                                   48                9 (19%)
Intermediate          Moderate/excellent       Intermediate                                                             8               6 (75%)
Intermediate          Moderate/excellent       High                          89               20 (23%)
Minor or no           Poor                     Intermediate/low                                                        68              64 (94%)
Minor or no           Poor                     High                          46                8 (17%)
Minor or no           Moderate/excellent                                                                              188            166 (88%)
Total                                                                       185               38 (21%)                526            467 (89%)

ACC ϭ American College of Cardiology; AHA ϭ American Heart Association.


Anesthesiology, V 107, No 4, Oct 2007
IMPLEMENTATION OF PERIOPERATIVE GUIDELINES                                                                                                    541


Table 3. Differences in Baseline Characteristics

                                                      Guideline Recommendation                              Observed in Clinical Practice

                                         Testing Not              Testing                          Testing Not          Testing
                                        Recommended            Recommended                         Performed          Performed
                                          (n ϭ 526)              (n ϭ 185)           P Value        (n ϭ 614)          (n ϭ 97)             P Value

Demographics
  Mean age Ϯ SD, yr                        67 Ϯ 11                68 Ϯ 9               0.084        67 Ϯ 11             67 Ϯ 9               0.716
  Male sex, n (%)                          360 (68)               136 (73)             0.196        415 (68)            81 (84)              0.002
Cardiovascular history, n (%)
  Angina pectoris                           59 (11)                 40 (22)          Ͻ0.001          72 (12)            27 (28)             Ͻ0.001
  Myocardial infarction                     68 (13)                 38 (21)           0.012          83 (14)            23 (24)              0.009
  Heart failure                             27 (5)                  10 (5)            0.886          37 (6)              1 (1)               0.046
  Stroke or TIA                             99 (19)                 24 (13)           0.070         109 (18)            14 (14)              0.422
  Arrhythmia                                44 (8)                  33 (18)          Ͻ0.001          69 (11)             8 (8)               0.378
  Valvular disease                          31 (6)                  19 (10)           0.045          44 (7)              6 (6)               0.726
  Previous revascularization                83 (16)                 33 (18)           0.515          89 (15)            27 (28)              0.001
Clinical risk factors, n (%)
  Obesity                                   53 (10)                 24 (13)           0.275          63 (10)            14 (14)              0.219
  Current smoker                           188 (36)                 68 (37)           0.805         229 (37)            27 (28)              0.071
  Hypertension                             181 (34)                 92 (50)          Ͻ0.001         232 (38)            41 (42)              0.399
  Diabetes mellitus                         90 (17)                 59 (32)          Ͻ0.001         131 (21)            18 (19)              0.532
  Renal insufficiency                        33 (6)                  18 (10)           0.117          44 (7)              7 (7)               0.986
  COPD                                      70 (13)                 31 (17)           0.248          86 (14)            15 (16)              0.702
Procedure, n (%)                                                                     Ͻ0.001                                                  0.007
  Low risk                                 353 (67)                 1 (1)                           320 (52)            34 (35)
  Intermediate risk                         29 (6)                  0                                23 (4)              6 (6)
  High risk                                144 (27)               184 (99)                          271 (44)            57 (59)
Functional capacity, n (%)                                                           Ͻ0.001                                                  0.795
  Poor                                     146 (28)                 94 (51)                         208 (34)            32 (33)
  Moderate                                 380 (72)                 91 (49)                         406 (66)            65 (67)

COPD ϭ chronic obstructive pulmonary disease; TIA ϭ transient ischemic attack.


underwent noninvasive testing were men, compared                              normal test result and patients with an abnormal test result.
with 68% males in the not-tested group (P ϭ 0.002).                           For example, in the 38 patients who were tested according
Furthermore, tested patients were more likely to have                         to the guidelines, the percentages of ␤-blocker users were
evidence of an ischemic heart disease. Regarding the                          71% and 77% for patients with normal and abnormal test
procedural risk, we observed a clear difference between                       results, respectively (P ϭ 0.73). These percentages are in
guideline recommendation and clinical practice because                        line with the group tested while not recommended, 78% in
one third of the tested patients underwent a low-risk                         patients with a normal test result, and 83% in patients with
procedure, whereas testing was hardly recommended in                          an abnormal result (P ϭ 0.60). Preoperative revasculariza-
this group.                                                                   tion was observed in a small number of patients.
                                                                                 Thirty-six patients (5%) had cardiovascular complica-
                                                                              tions within 30 days after surgery. In patients treated
   Risk Modification
                                                                              according to the guidelines with respect to noninvasive
   Regarding the above guideline-based risk evaluation, dif-
                                                                              testing, the percentage complications at 30 days was 7%
ferences were observed in cardiovascular medical therapy
                                                                              (95% CI, 5–9%). In contrast, the complication rate was
among different subgroups of patients. Overall, patients
                                                                              4% (95% CI, 1–7%) in patients tested in discordance with
who had not been tested, irrespective of guideline recom-
                                                                              the guidelines. After 1 yr, total mortality was 11%. Mor-
mendation, received less cardioprotective medications,
                                                                              tality was 11% (95% CI, 8 –14%) in patients tested according
whereas patients who underwent noninvasive testing were
                                                                              to the guidelines and 12% (95% CI, 8 –16%) in patients who
significantly more often treated with cardiovascular drugs
                                                                              were tested in discordance with the guidelines.
(␤-blockers 43% vs. 77%, statins 52% vs. 83%, platelet in-
hibitors 80% vs. 85%, respectively; all P Ͻ 0.05). No differ-
ences in medical treatment were observed between pa-                          Discussion
tients who had not been tested in accordance and
discordance with the guidelines (␤-blockers 42% vs. 48%,                        The value of using the ACC/AHA guidelines in patients
statins 52% vs. 52%, platelet inhibitors 80% vs. 78%, respec-                 undergoing vascular surgery is still under debate. Whereas
tively; all P Ͼ 0.20; fig. 2).                                                 some demonstrated improved risk stratification8 –9 and de-
   Moreover, we did not observe significant differences in                     creased resource use,13 others showed that this did not
cardiovascular medical therapy between patients with a                        result in a beneficial outcome.10 –12,14 Our study demon-

Anesthesiology, V 107, No 4, Oct 2007
542                                                                                                           HOEKS ET AL.




Fig. 2. Risk evaluation and modification. CI ‫ ؍‬confidence interval.


strated poor agreement between clinical practice and the            deaths, or duration of stay in the hospital, or in long-term
ACC/AHA guideline recommendations for perioperative                 outcomes in patients who underwent preoperative coro-
cardiovascular evaluation for noncardiac surgery. Only one          nary revascularization compared with patients who re-
of each five patients underwent noninvasive testing when             ceived optimized medical therapy.15 These findings apply
recommended. Furthermore, high-risk patients defined by              to patients with stable coronary artery disease, but the
ACC/AHA guidelines who did not undergo testing although             optimal perioperative management for patients with left
recommended, received as little cardiac management as               main disease, severe left ventricular dysfunction, unstable
the low-risk population.                                            angina pectoris, and aortic stenosis must be investigated in
  The core of the ACC/AHA guidelines is an algorithm that           controlled clinical trials.
summarizes the stepwise process leading to practical rec-             Besides coronary revascularization, an extensive pre-
ommendations as performing noninvasive cardiac testing.             operative cardiac evaluation with noninvasive cardiac
In general, two strategies have been used to reduce the             testing might improve outcome by inciting an improve-
incidence of perioperative myocardial infarctions and other         ment in medical management in the perioperative pe-
cardiac complications: preoperative coronary revasculariza-         riod. Perioperative ␤-blockers and statins have in this
tion and pharmacologic treatment. In recent years, more             way shown a significant benefit in decreasing perioper-
attention has focused on the role of pharmacologic treat-           ative cardiac mortality and morbidity.16 –18 Because of
ment, whereas controversy remains to the appropriate                increasing evidence of the beneficial effect of ␤-blocker
management of patients identified preoperatively as having           in the perioperative period, recently the guidelines sec-
significant but correctable coronary artery disease. In our          tion on perioperative ␤-blocker therapy is updated.19
study population, only a small number of patients under-            Results on ␤-blocker use from this survey, published
went preoperative coronary revascularization. Recently,             before, showed an underuse of ␤-blockers in vascular
the Coronary Artery Revascularization Prophylaxis trial             surgery patients and also in high-risk patients.20 In the
demonstrated that in the short term, there is no reduction          current study, we found that patients who had not been
in the number of postoperative myocardial infarctions,              tested, irrespective of guideline recommendation, re-

Anesthesiology, V 107, No 4, Oct 2007
IMPLEMENTATION OF PERIOPERATIVE GUIDELINES                                                                                                   543


ceived less cardioprotective medications compared with        care physician. In addition, the algorithm of the ACC/AHA
patients who underwent noninvasive testing. All of these      guidelines could be too complicated for use in routine care,
patients were apparently regarded as a low-risk popula-       as evident by several publications of the ACC/AHA algo-
tion and consequently received less medical treatment.        rithm as a simplified formula.25 This reflects that guide-
Thus, high-risk patients in whom testing was recom-           lines must be straightforward, simple to use, uniform,
mended but who did not undergo testing received low           and based on recent scientific evidence.
medical therapy comparable to that of the real low-risk          The limitations of this study are those inherent to
population. That is, underdiagnosis seems to lead to          observational studies involving voluntarily participating
undertreatment. Conversely, patients who were tested          hospitals. Although we included a wide spectrum of
while it was not recommended were medically treated           hospitals, the results could be biased toward better-than-
as high-risk patients. This was irrespective of the test      average practices. Nevertheless, because patient inclu-
result.                                                       sion was consecutive in all participating sites, we trust
  A variety of barriers to guideline adherence have been      that the survey depicts ongoing clinical practice. It
pointed out: out-of-date guidelines; lack of awareness,       should be noted also that our study was limited by its
agreement, or self-efficacy; lack of outcome expectancy;       sample size, reflected by the limited number of patients
the inertia of previous practice; and external barriers.21    in the subgroups. Larger studies are needed to confirm
It should also be noted that the treatment of individual      observed findings.
patients is more complex than simply following guide-            In conclusion, our study showed poor agreement be-
lines. In addition, the algorithm proposed in the guide-      tween ACC/AHA guideline recommendations and daily
lines had to rely predominantly on observational data         clinical practice for both noninvasive testing and cardiac
and expert opinion because there were no randomized           management.
trials to help define the process. Several of those barriers
may be responsible for the poor adherence to guidelines
as we observed. For example, the ACC/AHA guidelines           References
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improvement. JAMA 1999; 282:1458–65
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E: Should major vascular surgery be delayed because of preoperative cardiac          Akkersdijk, M.D. (Hospital St. Jansdal, Harderwijk, The Netherlands).




Anesthesiology, V 107, No 4, Oct 2007

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Guidelines for Cardiac Management in Noncardiac Surgery Often Not Followed

  • 1. Anesthesiology 2007; 107:537– 44 Copyright © 2007, the American Society of Anesthesiologists, Inc. Lippincott Williams & Wilkins, Inc. Guidelines for Cardiac Management in Noncardiac Surgery Are Poorly Implemented in Clinical Practice Results from a Peripheral Vascular Survey in The Netherlands Sanne E. Hoeks, M.Sc.,* Wilma J. M. Scholte op Reimer, Ph.D.,† Mattie J. Lenzen, Ph.D.,† Hero van Urk, M.D., Ph.D.,‡ Paul J. G. Jorning, M.D., Ph.D.,§ Eric Boersma, Ph.D.,࿣ Maarten L. Simoons, M.D., Ph.D.,# Jeroen J. Bax, M.D., Ph.D.,** ¨ Don Poldermans, M.D., Ph.D.†† Background: The American College of Cardiology (ACC)/ PATIENTS undergoing vascular surgery are known to be American Heart Association (AHA) guidelines for Perioperative at increased risk of perioperative mortality and other Cardiovascular Evaluation for Noncardiac Surgery recommend an algorithm for a stepwise approach to preoperative cardiac cardiac complications due to frequently underlying assessment in vascular surgery patients. The authors’ main ob- (a)symptomatic coronary artery disease. Mortality rates jective was to determine adherence to the ACC/AHA guidelines of 1.5–2% for endovascular procedures and 3– 4% for on perioperative care in daily clinical practice. surgical repair have been reported.1,2 Myocardial infarc- Methods: Between May and December 2004, data on 711 con- tion accounts for 10 – 40% of postoperative fatalities and secutive peripheral vascular surgery patients were collected from 11 hospitals in The Netherlands. This survey was con- can therefore be considered as the major determinant of ducted within the infrastructure of the Euro Heart Survey Pro- perioperative mortality associated with noncardiac sur- gramme. The authors retrospectively applied the ACC/AHA gery.3–5 Furthermore, a nonfatal myocardial infarction in guideline algorithm to each patient in their data set and subse- the perioperative period is associated with a 20-fold quently compared observed clinical practice data with these increased risk of late mortality.6 recommendations. Results: Although 185 of the total 711 patients (26%) fulfilled When considering a patient for vascular surgery, a the ACC/AHA guideline criteria to recommend preoperative careful preoperative clinical risk evaluation and subse- noninvasive cardiac testing, clinicians had performed testing in quent risk-reduction strategies are essential to reduce only 38 of those cases (21%). Conversely, of the 526 patients for postoperative cardiac complications. The American Col- whom noninvasive testing was not recommended, guidelines lege of Cardiology (ACC)/American Heart Association were followed in 467 patients (89%). Overall, patients who had not been tested, irrespective of guideline recommendation, re- (AHA) guidelines, which are commonly used in clinical ceived less cardioprotective medications, whereas patients who practice in The Netherlands, recommend an algorithm underwent noninvasive testing were significantly more often for a stepwise approach to preoperative cardiac assess- treated with cardiovascular drugs (␤-blockers 43% vs. 77%, st- ment (fig. 1).7 This decision-making process integrates atins 52% vs. 83%, platelet inhibitors 80% vs. 85%, respectively; clinical markers, early coronary evaluation, functional all P < 0.05). Moreover, the authors did not observe significant capacity, and the type of surgery planned. According to differences in cardiovascular medical therapy between patients with a normal test result and patients with an abnormal test the guidelines, preoperative noninvasive testing is rec- result. ommended for all patients undergoing high-risk proce- Conclusion: This survey showed poor agreement between dures and patients with intermediate clinical predictors ACC/AHA guideline recommendations and daily clinical prac- of perioperative complications and poor functional ca- tice. Only one of each five patients underwent noninvasive pacity undergoing intermediate-risk surgery. testing when recommended. Furthermore, patients who had not undergone testing despite recommendations received as Several studies showed that this stepwise approach to little cardiac management as the low-risk population. the assessment of significant coronary artery disease is both efficacious and cost effective.8,9 However, the use of such preoperative cardiac evaluation does not seem to This article is accompanied by an Editorial View. Please see: predict or improve outcome.10 –12 In addition, little is ᭜ Spahn DR, Chassot P-G, Zaugg M: Pragmatic treatment versus elaborative but incomplete testing: A Hobon’s choice? known about the adherence to the ACC/AHA guidelines ANESTHESIOLOGY 2007; 107:526 –9. in daily clinical practice and the effect on patient out- come. Therefore, the primary aim of this study was to determine to what extent the ACC/AHA guidelines are * Research Fellow, †† Professor, Department of Anaesthesiology, † Clinical followed in routine clinical practice. Epidemiologist, ࿣ Clinical Epidemiologist, # Professor, Head of Department, Department of Cardiology, ‡ Professor, Head of Department, Department of Vascular Surgery, Erasmus Medical Center, Rotterdam, The Netherlands. § Staff Surgeon, Isala Klinieken, Zwolle, The Netherlands. ** Professor, Department of Materials and Methods Cardiology, Leiden Medical Center, Leiden, The Netherlands. Received from the Department of Anaesthesiology, Erasmus Medical Center, Study Population Rotterdam, The Netherlands. Submitted for publication January 5, 2007. Ac- Between May and December 2004, a survey of routine cepted for publication June 28, 2007. Supported by grant No. 2000T101 from the Dutch Heart Foundation, The Hague, The Netherlands. clinical practice was conducted in 11 hospitals in The Address correspondence to Dr. Poldermans: Erasmus Medical Center, Dr. Netherlands (see appendix). This survey was conducted Molewaterplein 40, 3015 GD Rotterdam, The Netherlands. d.poldermans@ erasmusmc.nl. This article may be accessed for personal use at no charge within the infrastructure of the Euro Heart Survey Pro- through the Journal Web site, www.anesthesiology.org. gramme in The Netherlands, which evaluates the imple- Anesthesiology, V 107, No 4, Oct 2007 537
  • 2. 538 HOEKS ET AL. Fig. 1. Application of the American College of Cardiology/American Heart Association algorithm for perioperative cardiovascular evaluation for noncardiac surgery to the study population. Adapted from Eagle et al.7, with permission. CHF ‫ ؍‬congestive heart failure; ECG ‫ ؍‬echocardiogram; MET ‫ ؍‬metabolic equivalent; MI ‫ ؍‬myocardial infarction. Anesthesiology, V 107, No 4, Oct 2007
  • 3. IMPLEMENTATION OF PERIOPERATIVE GUIDELINES 539 mentation of guidelines in daily clinical practice. Five have been used to reduce the incidence of perioperative hospitals were located in the central part of the country, myocardial infarctions and other cardiac complications: 3 were located in the northern region, and 3 were preoperative coronary revascularization and pharmaco- located in the southern region. Two centers were uni- logic treatment. The ACC/AHA guidelines recommend versity hospitals, which act as tertiary referral centers. ␤-blockers for patients at high cardiac risk. Evidence for All consecutive patients who were admitted to the statins and ␤-blockers in intermediate-risk patients is less vascular surgery department of the participating hospital clearly described. were screened. Patients older than 18 years who were We applied the ACC/AHA guideline definitions to the undergoing peripheral vascular repair were eligible for study population. Because the guidelines were not explicit participation in the survey, except those undergoing on the definition of advance age, we defined it as older than thoracic or brain surgery. The total study population 70 yr. Poor functional capacity was defined as a patient consisted of 711 patients. Patients had to provide in- being unable to walk four blocks on level ground or climb formed consent. The medical ethics committees of the two flights of stairs without symptomatic limitation. Proce- participating hospitals approved the study. dures were divided into high, intermediate, and low sur- gery-specific risk. High-risk procedures included major vas- Data Collection cular surgery, and intermediate-risk procedures included Trained research assistants obtained data on patient carotid endarterectomy. Endovascular procedures were de- characteristics, applied diagnostic procedures, cardio- fined as low-risk procedures. protective treatment, and the surgical procedure from the patients’ hospital charts. All data were entered into Endpoints the electronic Case Record Form and transferred regu- This survey was designed to evaluate the application of larly to the central database at the Erasmus Medical guidelines in patients undergoing peripheral vascular sur- Center (Rotterdam, The Netherlands) via the Internet. gery. We specifically looked at noninvasive imaging, car- Data entered into the electronic case record form were diovascular medication (␤-blockers, statins, and antiplatelet automatically checked for completeness, internal consis- therapy), and preoperative revascularization. Antiplatelet tency, and accuracy. The data management staff at the therapy included aspirin, dipyridamole, clopidogrel, or any Erasmus Medical Center performed additional edit of combination of these agents. All-cause mortality and checks. If necessary, queries were resolved with the adverse events were reported at 30 days and 1 yr after local research assistants. surgery by the local research assistants. Cardiovascular complications were defined as cardiac death, myocardial ACC/AHA Guidelines infarction, cardiac arrhythmias, congestive heart failure, The ACC/AHA Task Force published Practice Guide- cerebrovascular events, or revascularization. lines for Perioperative Cardiovascular Evaluation for Noncardiac Surgery in 1996 and an update in 2002.7 The Data Analyses core of the ACC/AHA guidelines is an algorithm that For each patient in our data set, we retrospectively summarizes the stepwise process leading to practical determined whether ACC/AHA guidelines were fol- recommendations as performing noninvasive testing lowed. We described the number of patients for (fig. 1).7 According to this algorithm, after the urgency of whom guidelines were followed with percentages and the surgery and the cardiac status of patients having corresponding confidence intervals (CIs). Differences previous coronary revascularization within 5 yr or pre- in following guidelines were analyzed with chi-square vious cardiac evaluation within 2 yr are assessed, the tests and Fisher exact test, when appropriate. Mortal- patients are classified as major, intermediate, or minor ity rates were only described with percentages and CIs perioperative cardiovascular risk. Major, intermediate, because small subgroup sample sizes limited statistical and minor clinical predictors of risk, together with sur- power for statistical testing. All statistical analyses gical risk and degree of functional capacity, can be de- were undertaken using version 13.0 of the SPSS pro- termined as predictors of perioperative cardiac compli- gram for Windows (SPSS Co., Chicago, IL). In all anal- cations. Patients with only minor or intermediate yses, a P value less than 0.05 was considered statisti- clinical predictors and adequate functional capacity cally significant. represent a low-risk population, irrespective of type of surgery, and further evaluation is unnecessary. How- ever, if any of the clinical markers of cardiac risk Results present, additional noninvasive evaluation should be considered. The mean age of the total 711 patients was 67 yr (SD ϭ The main purpose of performing preoperative cardiac 10 yr), with many patients having a history of associated risk assessment is to identify patients at high risk for risk factors (table 1). When stratified into surgery-spe- perioperative cardiac events. In general, two strategies cific risk categories according to the ACC/AHA guide- Anesthesiology, V 107, No 4, Oct 2007
  • 4. 540 HOEKS ET AL. Table 1. Baseline Characteristics (n ‫)117 ؍‬ the 619 patients undergoing urgent or elective surgery, 25 patients (4%) underwent recent coronary revascular- Demographics Mean age Ϯ SD, yr 67 Ϯ 10 ization, of which 19 patients had no recurrent symptoms Male sex, n (%) 496 (70) or signs. One other patient had a recent coronary eval- Cardiovascular history, n (%) uation without recurrent symptoms or unfavorable re- Angina pectoris 99 (14) Myocardial infarction 106 (15) sults. According to the ACC/AHA guidelines algorithm, Heart failure 38 (5) those patients can undergo surgery directly without pre- Stroke or TIA 123 (17) vious noninvasive testing. The remaining 599 patients Arrhythmia 77 (11) were classified according to the guidelines as having Valvular disease 50 (7) Previous revascularization 116 (16) major (n ϭ 2), intermediate (n ϭ 295), and minor or no Clinical risk factors, n (%) clinical risk predictors (n ϭ 302). Depending on this Obesity 77 (11) clinical risk profile, functional capacity and surgical risk Current smoker 256 (36) profile, noninvasive testing is recommended as shown in Hypertension 273 (38) Diabetes mellitus 149 (21) the algorithm and outlined in table 2. For example, Renal insufficiency 51 (7) within the 295 patients with intermediate clinical risk COPD 101 (14) factors, 48 patients had a poor functional capacity Procedure, n (%) and are recommended to undergo noninvasive testing, Low risk 354 (50) Intermediate risk 29 (4) whereas the 150 patients undergoing low-surgical-risk High risk 328 (46) procedures can go directly to surgery. In total, 185 Functional capacity, n (%) patients (26%) fulfilled the criteria to recommend pre- Poor 240 (34) Moderate 471 (66) operative noninvasive cardiac testing. However, clini- cians had performed testing in only 38 of those cases COPD ϭ chronic obstructive pulmonary disease; TIA ϭ transient ischemic (21%; 95% CI, 15–28%). Of those 38 patients, 17 (45%) attack. had abnormal test results. Conversely, of the 526 pa- tients for whom testing was not recommended, guide- lines, 328 (46%) underwent high-risk procedures, 29 lines were followed in 467 patients (89%; 95% CI, 86 – patients (4%) underwent intermediate-risk procedures, 91%) in clinical practice, as shown in the last columns of and 354 (50%) underwent low-risk procedures. The 328 table 2. So 59 (11%; 95% CI, 9 –14%) patients were open vascular procedures included infrainguinal arterial noninvasively tested while not recommended. reconstruction (52%), abdominal aortic surgery (42%), As inherent to the algorithm, the 185 patients who and 21 other procedures (6%). fulfilled the guideline criteria to undergo noninvasive cardiac testing had a significantly higher cardiac risk Risk Evaluation profile than the patients for whom testing was not rec- As shown in the algorithm in figure 1, 92 of the total ommended (table 3). In clinical practice, a sex differ- 711 patients (13%) underwent emergency surgery. Of ence was observed because 84% of those patients who Table 2. Agreement with the ACC/AHA Guidelines Regarding Noninvasive Testing Noninvasive Testing Recommended ACC/AHA Guideline Category Yes No Clinical Functional Surgical Expected According Observed in Expected According Observed in Category Capacity Risk to Guidelines Clinical Practice to Guidelines Clinical Practice Emergency 92 89 (97%) Revascularization 19 13 (68%) within 5 yr Recent coronary 1 1 (100%) evaluation Major 2 1 (50%) Intermediate Low 150 128 (85%) Intermediate Poor 48 9 (19%) Intermediate Moderate/excellent Intermediate 8 6 (75%) Intermediate Moderate/excellent High 89 20 (23%) Minor or no Poor Intermediate/low 68 64 (94%) Minor or no Poor High 46 8 (17%) Minor or no Moderate/excellent 188 166 (88%) Total 185 38 (21%) 526 467 (89%) ACC ϭ American College of Cardiology; AHA ϭ American Heart Association. Anesthesiology, V 107, No 4, Oct 2007
  • 5. IMPLEMENTATION OF PERIOPERATIVE GUIDELINES 541 Table 3. Differences in Baseline Characteristics Guideline Recommendation Observed in Clinical Practice Testing Not Testing Testing Not Testing Recommended Recommended Performed Performed (n ϭ 526) (n ϭ 185) P Value (n ϭ 614) (n ϭ 97) P Value Demographics Mean age Ϯ SD, yr 67 Ϯ 11 68 Ϯ 9 0.084 67 Ϯ 11 67 Ϯ 9 0.716 Male sex, n (%) 360 (68) 136 (73) 0.196 415 (68) 81 (84) 0.002 Cardiovascular history, n (%) Angina pectoris 59 (11) 40 (22) Ͻ0.001 72 (12) 27 (28) Ͻ0.001 Myocardial infarction 68 (13) 38 (21) 0.012 83 (14) 23 (24) 0.009 Heart failure 27 (5) 10 (5) 0.886 37 (6) 1 (1) 0.046 Stroke or TIA 99 (19) 24 (13) 0.070 109 (18) 14 (14) 0.422 Arrhythmia 44 (8) 33 (18) Ͻ0.001 69 (11) 8 (8) 0.378 Valvular disease 31 (6) 19 (10) 0.045 44 (7) 6 (6) 0.726 Previous revascularization 83 (16) 33 (18) 0.515 89 (15) 27 (28) 0.001 Clinical risk factors, n (%) Obesity 53 (10) 24 (13) 0.275 63 (10) 14 (14) 0.219 Current smoker 188 (36) 68 (37) 0.805 229 (37) 27 (28) 0.071 Hypertension 181 (34) 92 (50) Ͻ0.001 232 (38) 41 (42) 0.399 Diabetes mellitus 90 (17) 59 (32) Ͻ0.001 131 (21) 18 (19) 0.532 Renal insufficiency 33 (6) 18 (10) 0.117 44 (7) 7 (7) 0.986 COPD 70 (13) 31 (17) 0.248 86 (14) 15 (16) 0.702 Procedure, n (%) Ͻ0.001 0.007 Low risk 353 (67) 1 (1) 320 (52) 34 (35) Intermediate risk 29 (6) 0 23 (4) 6 (6) High risk 144 (27) 184 (99) 271 (44) 57 (59) Functional capacity, n (%) Ͻ0.001 0.795 Poor 146 (28) 94 (51) 208 (34) 32 (33) Moderate 380 (72) 91 (49) 406 (66) 65 (67) COPD ϭ chronic obstructive pulmonary disease; TIA ϭ transient ischemic attack. underwent noninvasive testing were men, compared normal test result and patients with an abnormal test result. with 68% males in the not-tested group (P ϭ 0.002). For example, in the 38 patients who were tested according Furthermore, tested patients were more likely to have to the guidelines, the percentages of ␤-blocker users were evidence of an ischemic heart disease. Regarding the 71% and 77% for patients with normal and abnormal test procedural risk, we observed a clear difference between results, respectively (P ϭ 0.73). These percentages are in guideline recommendation and clinical practice because line with the group tested while not recommended, 78% in one third of the tested patients underwent a low-risk patients with a normal test result, and 83% in patients with procedure, whereas testing was hardly recommended in an abnormal result (P ϭ 0.60). Preoperative revasculariza- this group. tion was observed in a small number of patients. Thirty-six patients (5%) had cardiovascular complica- tions within 30 days after surgery. In patients treated Risk Modification according to the guidelines with respect to noninvasive Regarding the above guideline-based risk evaluation, dif- testing, the percentage complications at 30 days was 7% ferences were observed in cardiovascular medical therapy (95% CI, 5–9%). In contrast, the complication rate was among different subgroups of patients. Overall, patients 4% (95% CI, 1–7%) in patients tested in discordance with who had not been tested, irrespective of guideline recom- the guidelines. After 1 yr, total mortality was 11%. Mor- mendation, received less cardioprotective medications, tality was 11% (95% CI, 8 –14%) in patients tested according whereas patients who underwent noninvasive testing were to the guidelines and 12% (95% CI, 8 –16%) in patients who significantly more often treated with cardiovascular drugs were tested in discordance with the guidelines. (␤-blockers 43% vs. 77%, statins 52% vs. 83%, platelet in- hibitors 80% vs. 85%, respectively; all P Ͻ 0.05). No differ- ences in medical treatment were observed between pa- Discussion tients who had not been tested in accordance and discordance with the guidelines (␤-blockers 42% vs. 48%, The value of using the ACC/AHA guidelines in patients statins 52% vs. 52%, platelet inhibitors 80% vs. 78%, respec- undergoing vascular surgery is still under debate. Whereas tively; all P Ͼ 0.20; fig. 2). some demonstrated improved risk stratification8 –9 and de- Moreover, we did not observe significant differences in creased resource use,13 others showed that this did not cardiovascular medical therapy between patients with a result in a beneficial outcome.10 –12,14 Our study demon- Anesthesiology, V 107, No 4, Oct 2007
  • 6. 542 HOEKS ET AL. Fig. 2. Risk evaluation and modification. CI ‫ ؍‬confidence interval. strated poor agreement between clinical practice and the deaths, or duration of stay in the hospital, or in long-term ACC/AHA guideline recommendations for perioperative outcomes in patients who underwent preoperative coro- cardiovascular evaluation for noncardiac surgery. Only one nary revascularization compared with patients who re- of each five patients underwent noninvasive testing when ceived optimized medical therapy.15 These findings apply recommended. Furthermore, high-risk patients defined by to patients with stable coronary artery disease, but the ACC/AHA guidelines who did not undergo testing although optimal perioperative management for patients with left recommended, received as little cardiac management as main disease, severe left ventricular dysfunction, unstable the low-risk population. angina pectoris, and aortic stenosis must be investigated in The core of the ACC/AHA guidelines is an algorithm that controlled clinical trials. summarizes the stepwise process leading to practical rec- Besides coronary revascularization, an extensive pre- ommendations as performing noninvasive cardiac testing. operative cardiac evaluation with noninvasive cardiac In general, two strategies have been used to reduce the testing might improve outcome by inciting an improve- incidence of perioperative myocardial infarctions and other ment in medical management in the perioperative pe- cardiac complications: preoperative coronary revasculariza- riod. Perioperative ␤-blockers and statins have in this tion and pharmacologic treatment. In recent years, more way shown a significant benefit in decreasing perioper- attention has focused on the role of pharmacologic treat- ative cardiac mortality and morbidity.16 –18 Because of ment, whereas controversy remains to the appropriate increasing evidence of the beneficial effect of ␤-blocker management of patients identified preoperatively as having in the perioperative period, recently the guidelines sec- significant but correctable coronary artery disease. In our tion on perioperative ␤-blocker therapy is updated.19 study population, only a small number of patients under- Results on ␤-blocker use from this survey, published went preoperative coronary revascularization. Recently, before, showed an underuse of ␤-blockers in vascular the Coronary Artery Revascularization Prophylaxis trial surgery patients and also in high-risk patients.20 In the demonstrated that in the short term, there is no reduction current study, we found that patients who had not been in the number of postoperative myocardial infarctions, tested, irrespective of guideline recommendation, re- Anesthesiology, V 107, No 4, Oct 2007
  • 7. IMPLEMENTATION OF PERIOPERATIVE GUIDELINES 543 ceived less cardioprotective medications compared with care physician. In addition, the algorithm of the ACC/AHA patients who underwent noninvasive testing. All of these guidelines could be too complicated for use in routine care, patients were apparently regarded as a low-risk popula- as evident by several publications of the ACC/AHA algo- tion and consequently received less medical treatment. rithm as a simplified formula.25 This reflects that guide- Thus, high-risk patients in whom testing was recom- lines must be straightforward, simple to use, uniform, mended but who did not undergo testing received low and based on recent scientific evidence. medical therapy comparable to that of the real low-risk The limitations of this study are those inherent to population. That is, underdiagnosis seems to lead to observational studies involving voluntarily participating undertreatment. Conversely, patients who were tested hospitals. Although we included a wide spectrum of while it was not recommended were medically treated hospitals, the results could be biased toward better-than- as high-risk patients. This was irrespective of the test average practices. Nevertheless, because patient inclu- result. sion was consecutive in all participating sites, we trust A variety of barriers to guideline adherence have been that the survey depicts ongoing clinical practice. It pointed out: out-of-date guidelines; lack of awareness, should be noted also that our study was limited by its agreement, or self-efficacy; lack of outcome expectancy; sample size, reflected by the limited number of patients the inertia of previous practice; and external barriers.21 in the subgroups. Larger studies are needed to confirm It should also be noted that the treatment of individual observed findings. patients is more complex than simply following guide- In conclusion, our study showed poor agreement be- lines. In addition, the algorithm proposed in the guide- tween ACC/AHA guideline recommendations and daily lines had to rely predominantly on observational data clinical practice for both noninvasive testing and cardiac and expert opinion because there were no randomized management. trials to help define the process. Several of those barriers may be responsible for the poor adherence to guidelines as we observed. For example, the ACC/AHA guidelines References do not incorporate the Revised Cardiac Risk Index, 1. Mackey WC, Fleisher LA, Haider S, Sheikh S, Cappelleri JC, Lee WC, Wang which is nowadays a commonly used perioperative risk- Q, Stephens JM: Perioperative myocardial ischemic injury in high-risk vascular surgery patients: Incidence and clinical significance in a prospective clinical trial. stratification approach in the selection of noninvasive J Vasc Surg 2006; 43:533–8 cardiac testing and medical treatment in the intermedi- 2. Mangano DT: Perioperative cardiac morbidity. ANESTHESIOLOGY 1990; 72: 153–84 ate-risk patients. Furthermore, the recent DECREASE-II 3. Landesberg G: The pathophysiology of perioperative myocardial infarction: study showed that cardiac testing for intermediate-risk Facts and perspectives. J Cardiothorac Vasc Anesth 2003; 17:90–100 4. Jamieson WR, JM, Miyagishima RT, Gerein AN: Influence of ischemic heart patients before major vascular surgery, as recommended disease on early and late mortality after surgery for peripheral occlusive vascular by the guidelines of the ACC/AHA, provided no benefit disease. Circulation 1982; 66:I92–7 in patients receiving ␤-blocker therapy with tight heart 5. McFalls E, Ward H, Santilli S, Scheftel M, Chesler E, Doliszny K: The influence of perioperative myocardial infarction on long-term prognosis follow- rate control.22 In addition, the ACC/AHA guidelines rec- ing elective vascular surgery. Chest 1998; 113:681–6 6. Raby K, Goldman L, Creager M, Cook E, Weisberg M, Whittemore A, Selwyn ommend that the patient’s functional capacity should be A: Correlation between preoperative ischemia and major cardiac events after incorporated into the overall risk assessment. Although peripheral vascular surgery. N Engl J Med 1989; 321:1296–300 7. Eagle KA, Berger PB, Calkins H, Chaitman BR, Ewy GA, Fleischmann KE, many studies have indeed shown that better functional Fleisher LA, Froehlich JB, Gusberg RJ, Leppo JA, Ryan T, Schlant RC, Winters WL capacity indicates a better long-term survival,23 good Jr, Gibbons RJ, Antman EM, Alpert JS, Faxon DP, Fuster V, Gregoratos G, Jacobs AK, Hiratzka LF, Russell RO, Smith SC Jr: ACC/AHA guideline update for periop- exercise tolerance does not necessarily signify the ab- erative cardiovascular evaluation for noncardiac surgery: Executive summary. A sence of significant coronary disease. Furthermore, pa- report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines (Committee to Update the 1996 Guidelines on tients with severe peripheral artery disease frequently Perioperative Cardiovascular Evaluation for Noncardiac Surgery). Circulation have intermittent claudication that can give limitations 2002; 105:1257–67 8. Samain E, Farah E, Leseche G, Marty J: Guidelines for perioperative cardiac to the assessment of functional capacity and could there- evaluation from the American College of Cardiology/American Heart Association fore be not a very good discriminative factor in this task force are effective for stratifying cardiac risk before aortic surgery. J Vasc Surg 2000; 31:971–9 patient population. Another reason for the poor adher- 9. Almanaseer Y, Mukherjee D, Kline-Rogers EM, Kesterson SK, Sonnad SS, ence to guidelines that we observed may be a lack of Rogers B, Smith D, Furney S, Ernst R, McCort J, Eagle KA: Implementation of the ACC/AHA guidelines for preoperative cardiac risk assessment in a general med- agreement between guidelines. In addition to the ACC/ icine preoperative clinic: Improving efficiency and preserving outcomes. Cardi- AHA guidelines, the American College of Physicians also ology 2005; 103:24–9 10. Monahan TS, Shrikhande GV, Pomposelli FB, Skillman JJ, Campbell DR, developed guidelines for preoperative risk assessment. A Scovell SD, Logerfo FW, Hamdan AD: Preoperative cardiac evaluation does not recent study reported that the recommendations for improve or predict perioperative or late survival in asymptomatic diabetic pa- tients undergoing elective infrainguinal arterial reconstruction. J Vasc Surg 2005; preoperative cardiac testing significantly differed when 41:38–45 applying these two different guidelines.24 Successful 11. Bursi F, Babuin L, Barbieri A, Politi L, Zennaro M, Grimaldi T, Rumolo A, Gargiulo M, Stella A, Modena MG, Jaffe AS: Vascular surgery patients: Perioper- perioperative evaluation and management of high-risk ative and long-term risk according to the ACC/AHA guidelines, the additive role cardiac patients undergoing noncardiac surgery requires of post-operative troponin elevation. Eur Heart J 2005; 26:2448–56 12. Farid I, Litaker D, Tetzlaff JE: Implementing ACC/AHA guidelines for the careful teamwork and communication between the sur- preoperative management of patients with coronary artery disease scheduled for geon, anesthesiologist, cardiologist, and patient’s primary noncardiac surgery: Effect on perioperative outcome. J Clin Anesth 2002; 14:126–8 Anesthesiology, V 107, No 4, Oct 2007
  • 8. 544 HOEKS ET AL. 13. Froehlich JB, Karavite D, Russman PL, Erdem N, Wise C, Zelenock G, testing in intermediate-risk patients receiving beta-blocker therapy with tight Wakefield T, Stanley J, Eagle KA: American College of Cardiology/American Heart heart rate control? J Am Coll Cardiol 2006; 48:964–9 Association preoperative assessment guidelines reduce resource utilization be- 23. Reilly DF, McNeely MJ, Doerner D, Greenberg DL, Staiger TO, Geist MJ, fore aortic surgery. J Vasc Surg 2002; 36:1–6 Vedovatti PA, Coffey JE, Mora MW, Johnson TR, Guray ED, Van Norman GA, Fihn 14. Falcone RA, Nass C, Jermyn R, Hale CM, Stierer T, Jones CE, Walters GK, SD: Self-reported exercise tolerance and the risk of serious perioperative com- Fleisher LA: The value of preoperative pharmacologic stress testing before vas- plications. Arch Intern Med 1999; 159:2185–92 cular surgery using ACC/AHA guidelines: A prospective, randomized trial. 24. Gordon AJ, Macpherson DS: Guideline chaos: Conflicting recommenda- J Cardiothorac Vasc Anesth 2003; 17:694–8 tions for preoperative cardiac assessment. Am J Cardiol 2003; 91:1299–303 15. McFalls EO, Ward HB, Moritz TE, Goldman S, Krupski WC, Littooy F, 25. Stinson DK: An abbreviation of the ACC/AHA algorithm for perioperative Pierpont G, Santilli S, Rapp J, Hattler B, Shunk K, Jaenicke C, Thottapurathu L, cardiovascular evaluation for noncardiac surgery. Anesth Analg 2003; 97:295–6 Ellis N, Reda DJ, Henderson WG: Coronary-artery revascularization before elec- tive major vascular surgery. N Engl J Med 2004; 351:2795–804 16. Mangano DT, Layug EL, Wallace A, Tateo I: Effect of atenolol on mortality Appendix: Investigators and Research and cardiovascular morbidity after noncardiac surgery. Multicenter Study of Perioperative Ischemia Research Group. N Engl J Med 1996; 335:1713–20 Assistants 17. Poldermans D, Boersma E, Bax JJ, Thomson IR, Paelinck B, van de Ven LL, Scheffer MG, Trocino G, Vigna C, Baars HF, van Urk H, Roelandt JR: Bisoprolol Harry J. Crijns, M.D., Ph.D., Petra Erkens, R.N., Rose-Miek M. A. reduces cardiac death and myocardial infarction in high-risk patients as long as 2 Eterman, M.Sc., Nezar Gadalla, M.D., Miguel Lemmert, M.D., Robby years after successful major vascular surgery. Eur Heart J 2001; 22:1353–8 Nieuwlaat, M.Sc., Jan H. M. Tordoir, M.D., Ph.D., and Cees de Vos, 18. Durazzo AE, Machado FS, Ikeoka DT, De Bernoche C, Monachini MC, M.D. (University Hospital Maastricht, Maastricht, The Netherlands); Puech-Leao P, Caramelli B: Reduction in cardiovascular events after vascular surgery with atorvastatin: A randomized trial. J Vasc Surg 2004; 39:967–75 Herman Broers, R.N., Steef E. Kranendonk, M.D., Ph.D., Ine Schraa, 19. Fleisher LA, Beckman JA, Brown KA, Calkins H, Chaikof E, Fleischmann R.N., and Jobst P. Winter, M.D., Ph.D. (TweeSteden Hospital, Tilburg, KE, Freeman WK, Froehlich JB, Kasper EK, Kersten JR, Riegel B, Robb JF, Smith The Netherlands); Robert J. Heintjes, M.D., Ph.D., and Joan G. Meeder, SC Jr, Jacobs AK, Adams CD, Anderson JL, Antman EM, Faxon DP, Fuster V, M.D., Ph.D. (VieCuri, Venlo, The Netherlands); Adrie van den Dool, Halperin JL, Hiratzka LF, Hunt SA, Lytle BW, Nishimura R, Page RL: ACC/AHA R.N., Rene J. A. Estourgie, M.D., Ph.D., and Christ J. P. J. Werter, M.D. 2006 guideline update on perioperative cardiovascular evaluation for noncardiac surgery: Focused update on perioperative beta-blocker therapy. A report of the (Laurentius Hospital, Roermond, The Netherlands); Jan-Dirk Banga, American College of Cardiology/American Heart Association Task Force on M.D., Ph.D. (University Medical Center Utrecht, Utrecht, The Nether- Practice Guidelines (Writing Committee to Update the 2002 Guidelines on lands); Rudolf P. Tutein Nolthenius, M.D., Ph.D. (Albert Schweitzer Perioperative Cardiovascular Evaluation for Noncardiac Surgery). Developed in Hospital, Dordrecht, The Netherlands); Emile J. Th. A. M. Van Emstede, collaboration with the American Society of Echocardiography, American Society of Nuclear Cardiology, Heart Rhythm Society, Society of Cardiovascular Anesthe- M.D., Ph.D. (Diaconessenhuis, Meppel, The Netherlands); Adrie M. siologists, Society for Cardiovascular Angiography and Interventions, and Society Blomme, M.R., Christel Ephraim, R.N., Paul J. G. Jorning, M.D., Ph.D., ¨ for Vascular Medicine and Biology. Circulation 2006; 113:2662–74 and Ingrid Middelveld, R.N. (Isala Klinieken, Zwolle, The Netherlands); 20. Hoeks SE, Scholte Op Reimer WJ, van Urk H, Jorning PJ, Boersma E, Sanne E. Hoeks, M.Sc., Chris Jansen, R.N., Maria Kamps, R.N., Don Simoons ML, Bax JJ, Poldermans D: Increase of 1-year mortality after periopera- tive beta-blocker withdrawal in endovascular and vascular surgery patients. Eur Poldermans, M.D., Ph.D., Wilma J. M. Scholte op Reimer, Ph.D., Hero J Vasc Endovasc Surg 2007; 33:13–9 van Urk, M.D., Ph.D., and Saskia Versluis, R.N. (Erasmus Medical 21. Cabana MD, Rand CS, Powe NR, Wu AW, Wilson MH, Abboud P-AC, Rubin Center, Rotterdam, The Netherlands); Andre A. E. A. de Smet, M.D., HR: Why don’t physicians follow clinical practice guidelines? A framework for Ph.D., and Dammis Vroegindeweij, M.D., Ph.D. (Medical Centre Rijn- improvement. JAMA 1999; 282:1458–65 22. Poldermans D, Bax JJ, Schouten O, Neskovic AN, Paelinck B, Rocci G, van mond-Zuid, Rotterdam, The Netherlands); Arie C. Van Der Ham, M.D. Dortmont L, Durazzo AE, van de Ven LL, van Sambeek MR, Kertai MD, Boersma (Sint Fransiscus Gasthuis, Rotterdam, The Netherlands); Willem L. E: Should major vascular surgery be delayed because of preoperative cardiac Akkersdijk, M.D. (Hospital St. Jansdal, Harderwijk, The Netherlands). Anesthesiology, V 107, No 4, Oct 2007