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Linking REDD+, broader sustainable
development and good governance
                     Leo Pesket t
          Over seas Devel opment Inst i t ut e
         For est Day Lear ni ng Event 13 Dec 209
Overview


• Focus on national level
• Brief insights on the reality of the
  challenges of linking REDD+ with broader
  sustainable development and governance
• Policy approaches for enhancing linking
  and their challenges
How are ‘international’ and ‘national’ REDD+
        linked to ‘local’ livelihoods?
                               International buyers/funders


                                                 $ and carbon
                                                                             National
                                                                          governments??


                                           3. Induced effects

                  Changes in exchange
                   rates and exports




                                                                     ‘REDD
  Human                                                              sector’
 resources
 developm                                                                                         Government
    ent                                                                                            spending
                Poor households in
                 REDD ‘projects’           Induced       Non-poor
                                            effects     households
                 Poor households
                  outside REDD
                    ‘projects’
                                                                       Non-                      Changes in
                                                                      REDD                       prices and
                                                                      sector                       wages

       Infrastructure
       and transport
                                                                               Diversification


                                                                   SME
                          Natural Assets
                                                                development
REDD+ realities: the
                             challenges
Realities from eight countries
• Institutions and links to ongoing processes
     – New institutions (steering committees, national working groups and councils for
       climate change) and fast pace of change
     – Standardised planning processes
     – Levels of ‘harmonisation’ with national development strategies
     – Parallel project and national approaches
•   Coordination and commitment
     –   Degree of high level commitment
     –   Differences across government (and levels of government)
     –   State vs. non-state actors (NGOs; donors; private sector)
     –   ‘Ownership’ of REDD+ processes
     –   Long term vision
•   Benefit sharing and participation
     –   Government vs. non-government structures
     –   Level of understanding of benefits (and costs) and sharing
     –   Emphasis on forests and PES
     –   Representativeness of participatory processes
     –   Implementation barriers: politics of land; workable criteria; regulations being
         followed; investment risks

                                           Source: Peskett and Brockhaus 2009; REDD-net 2009
National guidelines and
                           standards

• National (procedural) guidelines and standards:
   – Establishing public consultation procedures at national level;
   – Strengthening local organisations and groups that represent the
     interests of IPs and LCs;
   – Training staff in local regulatory and funding agencies;
   – Developing social impact assessments and involving IPs and
     LCs in assessments.
   – Civil society advisory boards
• Challenges:
   – Primarily procedural
   – May not be feasible at international level
   – Level of enforceability (mandatory or voluntary?)
Design of benefit sharing
                                   systems
•   Recognition of rights and benefits in national legislation:
    •   Recognition of ecosystem service rights in national legislation. (e.g., Costa Rica)
    •   Specifying benefit types in national legislation, e.g., revenue sharing rules (e.g., as in
        Indonesian regulations), subsidies or tax credits, local development projects, loans,
    •   Criteria for prioritising smaller landowners (e.g., CR <300Ha but >2Ha); exemption of
        indigenous territories from complying with land ownership regulations (e.g. CR);
    •   Participation in monitoring, reporting and verification systems
•   Transparency
    •   Revenue transparency mechanisms , e.g., through (1) citizen and parliamentary
        oversight, (2) clear guidelines on expenditure, and (3) public disclosure of external
        audits
•   Enforcement and dispute resolution
     – Strengthening regulatory structures (e.g., env and social impact assessment)
     – Support for intermediaries/collective action (e.g., bundling)
     • (e.g., World Bank Safeguards)

•   Challenges:
     – Perverse effects of participatory approaches (e.g., strengthened enforcement)
     – Targeting the poorer community members
     – Viability of alternative livelihood strategies
     – Lack of data
‘Mainstreaming’ REDD+

• Aligning with other development strategies (Bass 2009):
   – Entry points in policy cycles (esp. concerning safeguards, prioritization and
     investment choices)
   – Drivers with resources and vision to act (e.g., finance and planning ministries
     where these are concerned about critical prioritisation questions of budget
     and policy)
   – Continuous improvement approach
   – Linking to other key sectors (e.g., agriculture and minerals)

• Challenges:
   –   Political commitment towards REDD+
   –   Overcoming potentially competing more mainstream development strategies
   –   Ensuring that development strategies are pro-poor
   –   Breadth of vision
   –   Time horizons
Recommendations



• Get the balance right: time horizons;
  breadth of REDD+; what is funded; links to
  performance
• Make sure tools are used: Existing
  experience; core principles
Thank you
Leo Peskett l.peskett@odi.org.uk
     www.odi.org.uk/ccef
      www.redd-net.org

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Linking REDD+, broader sustainable development and good governance

  • 1. Linking REDD+, broader sustainable development and good governance Leo Pesket t Over seas Devel opment Inst i t ut e For est Day Lear ni ng Event 13 Dec 209
  • 2. Overview • Focus on national level • Brief insights on the reality of the challenges of linking REDD+ with broader sustainable development and governance • Policy approaches for enhancing linking and their challenges
  • 3. How are ‘international’ and ‘national’ REDD+ linked to ‘local’ livelihoods? International buyers/funders $ and carbon National governments?? 3. Induced effects Changes in exchange rates and exports ‘REDD Human sector’ resources developm Government ent spending Poor households in REDD ‘projects’ Induced Non-poor effects households Poor households outside REDD ‘projects’ Non- Changes in REDD prices and sector wages Infrastructure and transport Diversification SME Natural Assets development
  • 4. REDD+ realities: the challenges Realities from eight countries • Institutions and links to ongoing processes – New institutions (steering committees, national working groups and councils for climate change) and fast pace of change – Standardised planning processes – Levels of ‘harmonisation’ with national development strategies – Parallel project and national approaches • Coordination and commitment – Degree of high level commitment – Differences across government (and levels of government) – State vs. non-state actors (NGOs; donors; private sector) – ‘Ownership’ of REDD+ processes – Long term vision • Benefit sharing and participation – Government vs. non-government structures – Level of understanding of benefits (and costs) and sharing – Emphasis on forests and PES – Representativeness of participatory processes – Implementation barriers: politics of land; workable criteria; regulations being followed; investment risks Source: Peskett and Brockhaus 2009; REDD-net 2009
  • 5. National guidelines and standards • National (procedural) guidelines and standards: – Establishing public consultation procedures at national level; – Strengthening local organisations and groups that represent the interests of IPs and LCs; – Training staff in local regulatory and funding agencies; – Developing social impact assessments and involving IPs and LCs in assessments. – Civil society advisory boards • Challenges: – Primarily procedural – May not be feasible at international level – Level of enforceability (mandatory or voluntary?)
  • 6. Design of benefit sharing systems • Recognition of rights and benefits in national legislation: • Recognition of ecosystem service rights in national legislation. (e.g., Costa Rica) • Specifying benefit types in national legislation, e.g., revenue sharing rules (e.g., as in Indonesian regulations), subsidies or tax credits, local development projects, loans, • Criteria for prioritising smaller landowners (e.g., CR <300Ha but >2Ha); exemption of indigenous territories from complying with land ownership regulations (e.g. CR); • Participation in monitoring, reporting and verification systems • Transparency • Revenue transparency mechanisms , e.g., through (1) citizen and parliamentary oversight, (2) clear guidelines on expenditure, and (3) public disclosure of external audits • Enforcement and dispute resolution – Strengthening regulatory structures (e.g., env and social impact assessment) – Support for intermediaries/collective action (e.g., bundling) • (e.g., World Bank Safeguards) • Challenges: – Perverse effects of participatory approaches (e.g., strengthened enforcement) – Targeting the poorer community members – Viability of alternative livelihood strategies – Lack of data
  • 7. ‘Mainstreaming’ REDD+ • Aligning with other development strategies (Bass 2009): – Entry points in policy cycles (esp. concerning safeguards, prioritization and investment choices) – Drivers with resources and vision to act (e.g., finance and planning ministries where these are concerned about critical prioritisation questions of budget and policy) – Continuous improvement approach – Linking to other key sectors (e.g., agriculture and minerals) • Challenges: – Political commitment towards REDD+ – Overcoming potentially competing more mainstream development strategies – Ensuring that development strategies are pro-poor – Breadth of vision – Time horizons
  • 8. Recommendations • Get the balance right: time horizons; breadth of REDD+; what is funded; links to performance • Make sure tools are used: Existing experience; core principles
  • 9. Thank you Leo Peskett l.peskett@odi.org.uk www.odi.org.uk/ccef www.redd-net.org