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Knowledge Management During Pretrial Patent Litigation : Secrets of the Power Searchers © 2009 Professor Jon Cavicchi
Knowledge Management  ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
A serious undertaking ,[object Object],[object Object],[object Object],[object Object],[object Object]
Prolonged uncertainty… ,[object Object]
80% of all research done in patent law firms has nothing to do with legal research…. Library Director of Testa Law Firm to Meeting of  Law Librarians of New England
Gathering law & facts ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Whose role is it to do searching? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Resources to figure this out…
 
 
 
Also on Lexis
Also on Westlaw
Also on Lexis  & Westlaw
What do patent lawyers study…ten year review of PLI ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Patent litigation is just that…use many of the same tools as any other litigation…process of litigation as applied to patent law
Elements of a patent owner’s case ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Defenses of the accused infringer ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Pretrial Investigation Players and strategies
Rule 11 ,[object Object],[object Object],[object Object]
What is the strategy to reach objective? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
 
Determining Royalty Rates Royalty rates are a tricky thing to find, as they are usually not made public.  Nonetheless, there if you want to spend time weeding through a lot of results, there are methods available. * SEC filings  Sometimes public companies, especially smaller ones, will make terms of licensing agreements available.  Searching through SEC filings, especially 10-Ks and S-1s, for "royalty and patent" or "royalty and license" will sometimes prove fruitful.  The vast majority of numerical data in these licensing agreements are redacted out, so you will have to wade through a lot of false hits for the few pieces of real information.  Places to search SEC filings include: 
News articles… Once again, every so often, terms of a licensing agreement will turn up in a press release or an article.  In most instances, terms of the deal will not be revealed, but a persistent soul can usually turn up a few bits of information.  Any of the article databases  could be used for this.  (RDS, PROMT, DowJones, etc).   Reported Decisions online… In some legal decisions involving patent cases, a judge or jury must determine a "reasonable royalty" rate.  While this royalty may differ from what parties may agree to outside of litigation, it can provide some information.  Plus, in some cases a judicial decision may describe the evidence and rationale used to arrive at the royalty rate. 
Time commitment? ,[object Object],[object Object],[object Object],[object Object],[object Object]
Pre-suit investigation team ,[object Object],[object Object],[object Object],[object Object],[object Object]
Selecting experts ,[object Object],[object Object],[object Object],[object Object],[object Object]
Patent Attorney or Agent?
Patent Examiner?
Find the “movers & shakers…” ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Where to search… ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
 
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object]
EXPTRESUME
PROFILER-EW ,[object Object]
 
Search patents…
 
“ Big 5” accounting firm IP departments Assist with discovery Determine lost profits Audit defendant’s records
 
Pre-Suit Search for Weaknesses in Case ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Title and right to sue ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Ways to search assignment records Patents ASSIGN CD data is derived from assignment deeds recorded after August 1980, including assignments of patent grants and patent application publications (filed after November 29, 2000) recorded before and after publication or issue.
CLAIMS R&R US-PAT-ASSIGN PATENTS - US  ASSIGN FULL TEXT
Locating important documents ,[object Object],[object Object],[object Object],[object Object]
Validity Search ,[object Object],[object Object],[object Object]
Considerations ,[object Object],[object Object],[object Object],[object Object]
Scope of validity search ,[object Object],[object Object]
Inapplicability of the Privilege: the Communication Does Not Seek Legal Advice ,[object Object],[object Object]
[object Object]
Prior art databases…free to premium In January 2003, esp@cenet® held data on 38.3 million patents from 71 countries, of which 22.5 million have a title, 17.6 million have an ECLA class and 5.5 an abstract in English.
Standard international databases ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Basic approaches ,[object Object],[object Object],[object Object]
Types of patent records ,[object Object],[object Object],[object Object]
Typical searches ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
 
The file wrapper ,[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object]
How to search file wrappers… ,[object Object],[object Object],[object Object],Over 80,000 “ in stock”
Public use ,[object Object],[object Object]
Competitor intelligence begins at home… ,[object Object]
 
Patent Owner’s Choices ,[object Object],[object Object],[object Object]
Choice of defendant ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Choice of forum ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Venue
How to find out speed of trial ,[object Object],[object Object],[object Object],[object Object]
Rocket dockets ,[object Object]
Factor of a rocket docket… ,[object Object]
How do we find info on judge? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Who’s Who on Westlaw
Almanac of the Federal Judiciary
PROFILER-WLD ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Legal Resource Index
JLR- Fulltext of journals and law reviews
Reported Decisions
Reported decisions - patent cases
Docket files
 
Dockets- Ellis patent cases
How do we find info on size of settlements and jury verdicts?
How to find out who to serve… ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Coca-Cola example
Dunn & Bradstreet Family Tree
Can we serve their lawyer? Combined District Court Dockets
Finding counsel in reported cases
PROFILER-WLD  or WLD-LIT RCL(PESPSICO) SEARCH
What can the Pepsico Site tell us?
Patent Litigation:  4:2.2 Discovery Objectives for a Patentee   ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Depositions to uncover…
Who do we depose? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
And the hunt for information goes on and on…

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Knowledge Management During Pretrial Patent Litigation : Secrets of the Super Searchers

  • 1. Knowledge Management During Pretrial Patent Litigation : Secrets of the Power Searchers © 2009 Professor Jon Cavicchi
  • 2.
  • 3.
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  • 5. 80% of all research done in patent law firms has nothing to do with legal research…. Library Director of Testa Law Firm to Meeting of Law Librarians of New England
  • 6.
  • 7.
  • 8. Resources to figure this out…
  • 9.  
  • 10.  
  • 11.  
  • 14. Also on Lexis & Westlaw
  • 15.
  • 16. Patent litigation is just that…use many of the same tools as any other litigation…process of litigation as applied to patent law
  • 17.
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  • 22.  
  • 23. Determining Royalty Rates Royalty rates are a tricky thing to find, as they are usually not made public.  Nonetheless, there if you want to spend time weeding through a lot of results, there are methods available. * SEC filings Sometimes public companies, especially smaller ones, will make terms of licensing agreements available.  Searching through SEC filings, especially 10-Ks and S-1s, for "royalty and patent" or "royalty and license" will sometimes prove fruitful.  The vast majority of numerical data in these licensing agreements are redacted out, so you will have to wade through a lot of false hits for the few pieces of real information.  Places to search SEC filings include: 
  • 24. News articles… Once again, every so often, terms of a licensing agreement will turn up in a press release or an article.  In most instances, terms of the deal will not be revealed, but a persistent soul can usually turn up a few bits of information.  Any of the article databases could be used for this.  (RDS, PROMT, DowJones, etc).  Reported Decisions online… In some legal decisions involving patent cases, a judge or jury must determine a "reasonable royalty" rate.  While this royalty may differ from what parties may agree to outside of litigation, it can provide some information.  Plus, in some cases a judicial decision may describe the evidence and rationale used to arrive at the royalty rate. 
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  • 40. “ Big 5” accounting firm IP departments Assist with discovery Determine lost profits Audit defendant’s records
  • 41.  
  • 42.
  • 43.
  • 44. Ways to search assignment records Patents ASSIGN CD data is derived from assignment deeds recorded after August 1980, including assignments of patent grants and patent application publications (filed after November 29, 2000) recorded before and after publication or issue.
  • 45. CLAIMS R&R US-PAT-ASSIGN PATENTS - US ASSIGN FULL TEXT
  • 46.
  • 47.
  • 48.
  • 49.
  • 50.
  • 51.
  • 52. Prior art databases…free to premium In January 2003, esp@cenet® held data on 38.3 million patents from 71 countries, of which 22.5 million have a title, 17.6 million have an ECLA class and 5.5 an abstract in English.
  • 53.
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  • 68. Venue
  • 69.
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  • 73. Who’s Who on Westlaw
  • 74. Almanac of the Federal Judiciary
  • 75.
  • 77. JLR- Fulltext of journals and law reviews
  • 79. Reported decisions - patent cases
  • 81.  
  • 83. How do we find info on size of settlements and jury verdicts?
  • 84.
  • 86. Dunn & Bradstreet Family Tree
  • 87. Can we serve their lawyer? Combined District Court Dockets
  • 88. Finding counsel in reported cases
  • 89. PROFILER-WLD or WLD-LIT RCL(PESPSICO) SEARCH
  • 90. What can the Pepsico Site tell us?
  • 91.
  • 92.
  • 93.
  • 94.
  • 95.
  • 97.
  • 98. And the hunt for information goes on and on…