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Raman for nano material 
Prof. V. Krishnakumar 
Professor and Head 
Department of Physics 
Periyar University 
Salem – 636 011, India
So, if Raman spectroscopy is so powerful 
and has been around for 70 years 
- why is it not used more often? 
•Normal Raman scattering,is extremely inefficient for nano 
particles, only 1 in 107 incident photons are Raman 
scattered. So Raman scattering efficiency is low for 
nanoparticles. 
• A limitation of normal Raman Spectroscopy is low 
sensitivity.
There are two ways of truly isolating the Raman signal coming from nano-particles. 
One is by having a nanoparticle to be the only one of its kind in the 
laser's path (SERS) while the other involves a breaking of the λ/2 diffraction limit 
of optical microscopes (nano-Raman).
SSuurrffaaccee EEnnhhaanncceedd RRaammaann SSccaatttteerriinngg 
In 1977, Jeanmaire reported an interesting finding, sliver 
surfaces give Raman enhancements in the range of 103~108 
Surface Enhanced Raman Spectroscopy, or Surface 
Enhanced Raman Scattering, often abbreviated SERS, is a 
surface sensitive technique that results in the enhancement of 
Raman scattering by nanoparticles adsorbed on rough metal 
surfaces 
In the vicinity of a rough metal surface the Raman cross 
section can drastically be enhanced, by a factor of up to 106. 
This allows very sensitive measurements of adsorbates on 
surfaces.
Surface enhanced Raman spectroscopy 
Au or Ag NPs 
The enhancement mechanisms are roughly divided into chemical enhancement 
and electromagnetic enhancement
Electromagnetic Theory 
Two mechanisms are responsible for 
the enhancement. 
(1) Enhancement of the local 
electromagnetic field at the surface of 
a metal. When the wavelength of the 
incident electromagnetic field is close 
to the plasma wavelength of the metal, 
electrons can be excited into an 
extended surface electronic state 
(surface plasmon resonance). This 
leads to exceptionally large local fields. 
(2) The formation of charge transfer 
complexes between adsorbate and 
surface (resonance 
enhancement).
Chemical Theory 
• When molecules are adsorbed 
to the surface, their electronic 
states can interact with the 
states in the metal and produce 
new transitions 
• True nature of this still not fully 
understood
Experimental Setup 
Surface-enhanced Raman 
spectroscopy required: 
specific metals (e.g. Au, 
Ag, Cu, Pt, ...) 
• surfaces with roughness 
on the nanometer 
scale 
• certain molecules 
provided much higher 
Raman intensities (mostly 
molecules with 
carbon double-bonds) N, 
S. Benzene.
SERS Applications 
• Can use SERS techniques to 
– Identify molecules using the “molecular fingerprint” 
provided by the Raman signal 
– Perform single molecule detection due to high signal 
amplification 
• Besides roughened metal surfaces, you may 
also use nanoparticles as SERS substrate 
– Colloidal nanoparticles 
– Microsphere lithography
Nanoparticle Advantages 
• Using a “resonant” nanoparticle provides 
several advantages for SERS 
– Large absorption cross section - bright 
– Surface can be modified – linking to molecular 
probes 
– No photobleaching – long term monitoring 
– Tuning of resonance possible – optimize for 
environment or spectral multiplexing
Single Nanoparticles 
Recall the extinction coefficient for gold 
nanoparticles 
• Need to excite the 
nanoparticles at the 
absorption peak for best 
enhancement – 517nm for 
30nm gold particles 
• Argon laser line at 514.5nm 
J. Chem. Phys B 103, 8410 (1999).
Single Nanospheres 
• Single nanospheres are normally 
deposited on surface and probed 
• Single nanospheres yield relatively small 
SERS signals
Aggregated Nanospheres 
• When NaCl is added to nanosphere 
colloid, the particles aggregate 
• Aggregates are found to produce much 
larger SERS signals 
Micheals, J. Am. Chem. Soc. 121, 9932 (1999)
Nanoshells 
• Metal nanoshells can also produce 
SERS signal 
• Can push the resonance into the body’s 
optical window
Observations 
1.The absorption and scattering is greatly enhanced in 
metallic nanoparticles. 
2. Substrate with nanometer roughness can greatly 
enhance the Raman signals, (SERS) 
3. Certain molecules provided much higher Raman 
intensities (mostly molecules with carbon double-bonds) 
N, S. Benzene. 
Unfortunately, getting the right conditions for SERS 
requires much sample preparation and additional 
measurements are often necessary to interpret the SERS 
data collected
Nano- Raman 
• Even under the most favourable operating conditions, the 
excitation is reduced by the optical fibre cut-off and only a 
faint signal is collected from the small volume that is 
excited. 
Optical Microscope 
Atomic Force Microscope 
Scanning Tunneling Microscopes (AFM/STM) 
Optical Microscope + Raman Spectrometer Nano-Raman 
Tip Enhanced Raman Spectroscopy (TERS)
Tip Enhanced Raman spectrometer 
laser illuminated metal tip 
Theory: (Giant) enhanced electric field confined to tip apex 
Mechanism: Lightning rod and antenna effect, plasmon resonances
tip has to be very 
close to the sample 
raster-scanning the sample and 
point-wise detection of the sample 
Objective of the Raman system and AFM head 
2 mm response 
Image of an AFM tip through the Raman microscope
Confocal 
microscope 
Optical Images and Spectra 
+ Tip-sample distance control 
a sharp metal tip is held at constant 
height (~2nm) above the sample 
using a tuning-fork feedback 
mechanism. F~10 pN 
K. Karrai et al., APL 66, 1842 (1995) 
2 nm 
Topography of the sample
Tip-enhanced Microscopy 
Þ Spatial resolution < 15 nm 
Þ Signal amplification 
Þ Tip as nanoscale „light source“
Signal Enhancement
Signal Enhancement 
tip-enhanced signal > signal * 2500 
Hartschuh et al. Phil. Trans. R. Soc. Lond A, 362 (2004)
Raman Spectroscopy for 
nanomaterials
VIBRATIONAL SPECTRA OF 
NANOMATERIALS 
The translational symmetry of crystalline materials 
is broken at grain boundaries, which results in the 
appearance of specific surface and interface 
vibrational contributions. Besides, the grains outer 
atomic layers often react with neighboring species 
(lattice reconstruction, passivation/corrosion 
layers, contamination) and experience steep 
thermochemical gradients during processing, 
which generates new phases, with their own 
spectral contributions
Phase Identification and Phase Transitions 
in Nanoparticles 
• Phase transitions can be characterized (transition 
temperature, transition pressure, transition order) 
through mode variation, much the same way as in bulk 
materials
Polyaniline (PANI) Structures 
Pernigraniline Base (PNB) 
Violet 
Emeraldine Base (EB) 
Blue 
NH NH N N 
n 
NH NH NH NH n 
H2 
N NH N N 
n 
A H A 
N N N N 
n 
oxidation reduction 
base acid oxidation reduction 
Protonated Emeraldine Salt (ES) 
Green 
Leucoemeraldine Base (LEB) 
Pale Yellow 
MacDiarmid and Epstein, Synth. Met. 29, E409 (1989)
1189 
400 600 800 1000 1200 1400 1600 1800 
Raman shift (cm-1) 
1511 
1513 
1620 
1581 
1621 1622 
1515 
1582 
RRaammaann SSppeeccttrraa ffoorr 
nnaannoo AAuu--HH22OO//PPAANNII 
Benzoid ring 
C=C stretch. 
Quinoid ring 
C=C stretch. 
C-N stretch. 
EB 
PNB ß 
PNB 
LEB ß 
541 544 542 
1339 
1344 
1196 1186 
1542 
1243 
1240 
1269 
1208 
1542 
1270 
1444 
1473 
599 
1335 
598 
1445 
801 
596 
802 
(a) PANI 
(b) Au-H2O/PANI before reaction 
(c) Au-H2O/PANI after reaction
Size Determination in Nanomaterials 
– the Phonon Confinement Model (PCM) 
– the Elastic Sphere Model (ESM)
Flow Field Plate - Graphite 
Nanocrystalline graphite has graphitic (g) 
and disorder (d) peaks. The characteristic 
dimension of graphitic domains is given by: 
= 17. 5 nm
Conclusion 
• Nano Raman is a useful tool to analyse 
materials for photonic and micro-electronic 
applications. 
• Biological samples can also be probed

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Raman spectroscopy for nanomaterials

  • 1. Raman for nano material Prof. V. Krishnakumar Professor and Head Department of Physics Periyar University Salem – 636 011, India
  • 2. So, if Raman spectroscopy is so powerful and has been around for 70 years - why is it not used more often? •Normal Raman scattering,is extremely inefficient for nano particles, only 1 in 107 incident photons are Raman scattered. So Raman scattering efficiency is low for nanoparticles. • A limitation of normal Raman Spectroscopy is low sensitivity.
  • 3. There are two ways of truly isolating the Raman signal coming from nano-particles. One is by having a nanoparticle to be the only one of its kind in the laser's path (SERS) while the other involves a breaking of the λ/2 diffraction limit of optical microscopes (nano-Raman).
  • 4. SSuurrffaaccee EEnnhhaanncceedd RRaammaann SSccaatttteerriinngg In 1977, Jeanmaire reported an interesting finding, sliver surfaces give Raman enhancements in the range of 103~108 Surface Enhanced Raman Spectroscopy, or Surface Enhanced Raman Scattering, often abbreviated SERS, is a surface sensitive technique that results in the enhancement of Raman scattering by nanoparticles adsorbed on rough metal surfaces In the vicinity of a rough metal surface the Raman cross section can drastically be enhanced, by a factor of up to 106. This allows very sensitive measurements of adsorbates on surfaces.
  • 5. Surface enhanced Raman spectroscopy Au or Ag NPs The enhancement mechanisms are roughly divided into chemical enhancement and electromagnetic enhancement
  • 6. Electromagnetic Theory Two mechanisms are responsible for the enhancement. (1) Enhancement of the local electromagnetic field at the surface of a metal. When the wavelength of the incident electromagnetic field is close to the plasma wavelength of the metal, electrons can be excited into an extended surface electronic state (surface plasmon resonance). This leads to exceptionally large local fields. (2) The formation of charge transfer complexes between adsorbate and surface (resonance enhancement).
  • 7. Chemical Theory • When molecules are adsorbed to the surface, their electronic states can interact with the states in the metal and produce new transitions • True nature of this still not fully understood
  • 8. Experimental Setup Surface-enhanced Raman spectroscopy required: specific metals (e.g. Au, Ag, Cu, Pt, ...) • surfaces with roughness on the nanometer scale • certain molecules provided much higher Raman intensities (mostly molecules with carbon double-bonds) N, S. Benzene.
  • 9. SERS Applications • Can use SERS techniques to – Identify molecules using the “molecular fingerprint” provided by the Raman signal – Perform single molecule detection due to high signal amplification • Besides roughened metal surfaces, you may also use nanoparticles as SERS substrate – Colloidal nanoparticles – Microsphere lithography
  • 10. Nanoparticle Advantages • Using a “resonant” nanoparticle provides several advantages for SERS – Large absorption cross section - bright – Surface can be modified – linking to molecular probes – No photobleaching – long term monitoring – Tuning of resonance possible – optimize for environment or spectral multiplexing
  • 11. Single Nanoparticles Recall the extinction coefficient for gold nanoparticles • Need to excite the nanoparticles at the absorption peak for best enhancement – 517nm for 30nm gold particles • Argon laser line at 514.5nm J. Chem. Phys B 103, 8410 (1999).
  • 12. Single Nanospheres • Single nanospheres are normally deposited on surface and probed • Single nanospheres yield relatively small SERS signals
  • 13. Aggregated Nanospheres • When NaCl is added to nanosphere colloid, the particles aggregate • Aggregates are found to produce much larger SERS signals Micheals, J. Am. Chem. Soc. 121, 9932 (1999)
  • 14. Nanoshells • Metal nanoshells can also produce SERS signal • Can push the resonance into the body’s optical window
  • 15. Observations 1.The absorption and scattering is greatly enhanced in metallic nanoparticles. 2. Substrate with nanometer roughness can greatly enhance the Raman signals, (SERS) 3. Certain molecules provided much higher Raman intensities (mostly molecules with carbon double-bonds) N, S. Benzene. Unfortunately, getting the right conditions for SERS requires much sample preparation and additional measurements are often necessary to interpret the SERS data collected
  • 16. Nano- Raman • Even under the most favourable operating conditions, the excitation is reduced by the optical fibre cut-off and only a faint signal is collected from the small volume that is excited. Optical Microscope Atomic Force Microscope Scanning Tunneling Microscopes (AFM/STM) Optical Microscope + Raman Spectrometer Nano-Raman Tip Enhanced Raman Spectroscopy (TERS)
  • 17. Tip Enhanced Raman spectrometer laser illuminated metal tip Theory: (Giant) enhanced electric field confined to tip apex Mechanism: Lightning rod and antenna effect, plasmon resonances
  • 18. tip has to be very close to the sample raster-scanning the sample and point-wise detection of the sample Objective of the Raman system and AFM head 2 mm response Image of an AFM tip through the Raman microscope
  • 19. Confocal microscope Optical Images and Spectra + Tip-sample distance control a sharp metal tip is held at constant height (~2nm) above the sample using a tuning-fork feedback mechanism. F~10 pN K. Karrai et al., APL 66, 1842 (1995) 2 nm Topography of the sample
  • 20. Tip-enhanced Microscopy Þ Spatial resolution < 15 nm Þ Signal amplification Þ Tip as nanoscale „light source“
  • 22. Signal Enhancement tip-enhanced signal > signal * 2500 Hartschuh et al. Phil. Trans. R. Soc. Lond A, 362 (2004)
  • 23. Raman Spectroscopy for nanomaterials
  • 24. VIBRATIONAL SPECTRA OF NANOMATERIALS The translational symmetry of crystalline materials is broken at grain boundaries, which results in the appearance of specific surface and interface vibrational contributions. Besides, the grains outer atomic layers often react with neighboring species (lattice reconstruction, passivation/corrosion layers, contamination) and experience steep thermochemical gradients during processing, which generates new phases, with their own spectral contributions
  • 25. Phase Identification and Phase Transitions in Nanoparticles • Phase transitions can be characterized (transition temperature, transition pressure, transition order) through mode variation, much the same way as in bulk materials
  • 26. Polyaniline (PANI) Structures Pernigraniline Base (PNB) Violet Emeraldine Base (EB) Blue NH NH N N n NH NH NH NH n H2 N NH N N n A H A N N N N n oxidation reduction base acid oxidation reduction Protonated Emeraldine Salt (ES) Green Leucoemeraldine Base (LEB) Pale Yellow MacDiarmid and Epstein, Synth. Met. 29, E409 (1989)
  • 27. 1189 400 600 800 1000 1200 1400 1600 1800 Raman shift (cm-1) 1511 1513 1620 1581 1621 1622 1515 1582 RRaammaann SSppeeccttrraa ffoorr nnaannoo AAuu--HH22OO//PPAANNII Benzoid ring C=C stretch. Quinoid ring C=C stretch. C-N stretch. EB PNB ß PNB LEB ß 541 544 542 1339 1344 1196 1186 1542 1243 1240 1269 1208 1542 1270 1444 1473 599 1335 598 1445 801 596 802 (a) PANI (b) Au-H2O/PANI before reaction (c) Au-H2O/PANI after reaction
  • 28. Size Determination in Nanomaterials – the Phonon Confinement Model (PCM) – the Elastic Sphere Model (ESM)
  • 29. Flow Field Plate - Graphite Nanocrystalline graphite has graphitic (g) and disorder (d) peaks. The characteristic dimension of graphitic domains is given by: = 17. 5 nm
  • 30. Conclusion • Nano Raman is a useful tool to analyse materials for photonic and micro-electronic applications. • Biological samples can also be probed